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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 59 Institutional holders with a total value of $330,011,724.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 8,401,753 252,389,000 76.48%
2 UBS Group AG 378,681 11,376,000 3.45%
3 LPL Financial LLC 376,006 11,043,000 3.35%
4 MORGAN STANLEY 348,503 10,469,000 3.17%
5 WELLS FARGO & COMPANY/MN 258,254 7,757,000 2.35%
6 PNC FINANCIAL SERVICES GROUP, INC. 223,955 6,727,000 2.04%
7 ROYAL BANK OF CANADA 179,339 5,387,000 1.63%
8 RAYMOND JAMES & ASSOCIATES 104,437 3,137,000 0.95%
9 NORTHSTAR ASSET MANAGEMENT Co 87,125 2,617,000 0.79%
10 Commonwealth Equity Services, Inc 85,373 2,565,000 0.78%
11 BANK HAPOALIM BM 57,283 1,721,000 0.52%
12 BAROMETER CAPITAL MANAGEMENT INC. 55,200 1,658,000 0.50%
13 GOLDMAN SACHS GROUP INC 50,055 1,504,000 0.46%
14 MSI Financial Services Inc 44,594 1,340,000 0.41%
15 Bison Wealth, LLC 35,875 1,078,000 0.33%
16 Archford Capital Strategies, LLC 25,482 766,000 0.23%
17 JANE STREET GROUP, LLC 24,597 739,000 0.22%
18 OPPENHEIMER & CO INC 23,228 698,000 0.21%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,763 685,000 0.21%
20 MAI Capital Management 15,070 453,000 0.14%
21 Raymond James Financial Services Advisors, Inc. 13,628 409,000 0.12%
22 AMERIPRISE FINANCIAL INC 13,567 408,000 0.12%
23 BAIRD FINANCIAL GROUP, INC. 12,386 372,000 0.11%
24 Country Club Trust Company, n.a. 12,375 372,000 0.11%
25 Beaumont Financial Partners, LLC 11,673 351,000 0.11%
26 STIFEL FINANCIAL CORP 11,231 337,000 0.10%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,162 335,000 0.10%
28 Verity Asset Management, Inc. 10,604 319,000 0.10%
29 FORTE CAPITAL LLC /ADV 10,406 313,000 0.09%
30 HighTower Advisors, LLC 10,170 307,000 0.09%
31 AMERICAN INTERNATIONAL GROUP, INC. 10,103 304,000 0.09%
32 WHITTIER TRUST CO OF NEVADA INC 9,150 275,000 0.08%
33 USCA RIA LLC 8,453 254,000 0.08%
34 Kovack Advisors, Inc. 8,380 252,000 0.08%
35 Cambridge Investment Research Advisors, Inc. 7,270 218,000 0.07%
36 Sigma Planning Corp 7,121 214,000 0.06%
37 US BANCORP \DE\ 5,000 151,000 0.05%
38 IFP ADVISORS, INC 4,144 124,000 0.04%
39 Kistler-Tiffany Companies, LLC 3,305 118,000 0.04%
40 PARTNERS CAPITAL INVESTMENT GROUP (HOLDINGS), LLC 2,498 75,000 0.02%
41 WFG Advisors, LP 2,084 63,000 0.02%
42 CITIGROUP INC 1,772 53,000 0.02%
43 JPMORGAN CHASE & CO 1,609 48,000 0.01%
44 Creative Planning 1,460 44,000 0.01%
45 CUTLER GROUP LLC / CA 2,800 29,000 0.01% Put
46 D.A. DAVIDSON & CO. 914 27,000 0.01%
47 Lenox Wealth Advisors, LLC 673 20,000 0.01%
48 Winslow, Evans & Crocker, Inc. 590 17,724 0.01%
49 INTEGRATED WEALTH MANAGEMENT 567 17,000 0.01%
50 SIMPLEX TRADING, LLC 548 16,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.