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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 63 Institutional holders with a total value of $317,877,344.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 6,557,347 226,097,000 71.13%
2 MORGAN STANLEY 653,639 22,537,000 7.09%
3 UBS Group AG 347,579 11,985,000 3.77%
4 AFFINITY WEALTH MANAGEMENT LLC 316,635 10,917,000 3.43%
5 PNC FINANCIAL SERVICES GROUP, INC. 211,124 7,279,000 2.29%
6 LPL Financial LLC 157,802 5,490,000 1.73%
7 RAYMOND JAMES & ASSOCIATES 132,732 4,577,000 1.44%
8 WELLS FARGO & COMPANY/MN 132,598 4,572,000 1.44%
9 NORTHSTAR ASSET MANAGEMENT Co 78,815 2,717,000 0.85%
10 ROYAL BANK OF CANADA 57,448 1,981,000 0.62%
11 GOLDMAN SACHS GROUP INC 51,317 1,769,000 0.56%
12 BAROMETER CAPITAL MANAGEMENT INC. 50,800 1,752,000 0.55%
13 BANK HAPOALIM BM 48,913 1,687,000 0.53%
14 MSI Financial Services Inc 48,791 1,682,000 0.53%
15 HighTower Advisors, LLC 40,866 1,408,000 0.44%
16 WAYNE HUMMER INVESTMENTS L.L.C. 29,857 1,029,000 0.32%
17 OPPENHEIMER & CO INC 28,143 970,000 0.31%
18 Archford Capital Strategies, LLC 25,606 882,000 0.28%
19 Raymond James Financial Services Advisors, Inc. 24,844 857,000 0.27%
20 AMERIPRISE FINANCIAL INC 22,970 790,000 0.25%
21 Commonwealth Equity Services, Inc 21,643 746,000 0.23%
22 Kovack Advisors, Inc. 19,026 656,000 0.21%
23 JANE STREET GROUP, LLC 17,068 589,000 0.19%
24 Bank of New York Mellon Corp 11,420 394,000 0.12%
25 FORTE CAPITAL LLC /ADV 10,832 373,000 0.12%
26 NATIONAL PLANNING CORP 9,199 337,000 0.11%
27 ADVISOR GROUP, INC. 9,612 332,000 0.10%
28 Cambridge Investment Research Advisors, Inc. 8,635 298,000 0.09%
29 Creative Planning 8,369 289,000 0.09%
30 STIFEL FINANCIAL CORP 8,312 287,000 0.09%
31 J.P. Morgan Private Wealth Advisors LLC 7,565 261,000 0.08%
32 Stratos Wealth Partners, LTD. 7,252 250,000 0.08%
33 Mariner, LLC 7,069 244,000 0.08%
34 WHITTIER TRUST CO OF NEVADA INC 6,950 239,000 0.08%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,553 226,000 0.07%
36 Private Advisor Group, LLC 6,323 226,000 0.07%
37 IFP ADVISORS, INC 5,561 192,000 0.06%
38 US BANCORP \DE\ 5,256 182,000 0.06%
39 BENJAMIN F. EDWARDS & COMPANY, INC. 5,049 174,000 0.05%
40 Kistler-Tiffany Companies, LLC 3,619 125,000 0.04%
41 PARTNERS CAPITAL INVESTMENT GROUP (HOLDINGS), LLC 2,510 87,000 0.03%
42 D.A. DAVIDSON & CO. 2,096 72,000 0.02%
43 WFG Advisors, LP 1,432 49,000 0.02%
44 CITIGROUP INC 1,009 35,000 0.01%
45 NEXT Financial Group, Inc 950 33,000 0.01%
46 JPMORGAN CHASE & CO 863 30,000 0.01%
47 MANUFACTURERS LIFE INSURANCE COMPANY, THE 798 28,000 0.01%
48 Winslow, Evans & Crocker, Inc. 590 20,344 0.01%
49 AlphaMark Advisors, LLC 500 17,000 0.01%
50 IHT WEALTH MANAGEMENT, LLC 497 17,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.