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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 48 Institutional holders with a total value of $242,387,925.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Highlander Capital Management, LLC 50 1,000 0.00%
3 AllSquare Wealth Management LLC 48 1,000 0.00%
4 NewSquare Capital LLC 66 2,000 0.00%
5 Thomas J. Herzfeld Advisors, Inc. 209 6,000 0.00%
6 1832 Asset Management L.P. 350 10,000 0.00%
7 Capital Advisors, Ltd. LLC 359 10,000 0.00%
8 BENJAMIN F. EDWARDS & COMPANY, INC. 500 15,000 0.01%
9 INTEGRATED WEALTH MANAGEMENT 567 16,000 0.01%
10 BANK OF MONTREAL /CAN/ 575 17,000 0.01%
11 Winslow, Evans & Crocker, Inc. 590 17,270 0.01%
12 Tower Research Capital LLC (TRC) 925 27,000 0.01%
13 D.A. DAVIDSON & CO. 1,000 29,000 0.01%
14 Evercore Wealth Management, LLC 1,000 29,000 0.01%
15 Creative Planning 1,083 32,000 0.01%
16 CITIGROUP INC 1,100 32,000 0.01%
17 Joel Isaacson & Co., LLC 1,385 41,000 0.02%
18 SIMPLEX TRADING, LLC 2,225 65,000 0.03%
19 WFG Advisors, LP 2,398 70,000 0.03%
20 Kistler-Tiffany Companies, LLC 3,619 106,000 0.04%
21 US BANCORP \DE\ 4,250 124,000 0.05%
22 SG Americas Securities, LLC 6,323 185,000 0.08%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,330 185,000 0.08%
24 HighTower Advisors, LLC 7,870 230,000 0.09%
25 FORTE CAPITAL LLC /ADV 8,570 252,000 0.10%
26 AMERICAN INTERNATIONAL GROUP, INC. 9,070 265,474 0.11%
27 WHITTIER TRUST CO OF NEVADA INC 9,950 292,000 0.12%
28 MAI Capital Management 15,228 446,000 0.18%
29 ROYAL BANK OF CANADA 16,901 495,000 0.20%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,468 541,000 0.22%
31 Commonwealth Equity Services, Inc 18,581 544,000 0.22%
32 Robert W. Baird & Co. Inc 20,753 607,000 0.25%
33 Archford Capital Strategies, LLC 22,623 662,181 0.27%
34 OPPENHEIMER & CO INC 23,773 696,000 0.29%
35 STIFEL FINANCIAL CORP 24,747 724,000 0.30%
36 BANK HAPOALIM BM 29,582 866,000 0.36%
37 Bison Wealth, LLC 32,175 942,000 0.39%
38 MSI Financial Services Inc 43,197 1,264,000 0.52%
39 RAYMOND JAMES & ASSOCIATES 68,316 2,000,000 0.83%
40 WELLS FARGO & COMPANY/MN 75,945 2,223,000 0.92%
41 NORTHSTAR ASSET MANAGEMENT Co 87,340 2,557,000 1.05%
42 GOLDMAN SACHS GROUP INC 88,647 2,595,000 1.07%
43 LPL Financial LLC 108,211 3,150,000 1.30%
44 PNC FINANCIAL SERVICES GROUP, INC. 224,246 6,563,000 2.71%
45 MORGAN STANLEY 279,799 8,190,000 3.38%
46 UBS Group AG 280,686 8,216,000 3.39%
47 MANAGED ACCOUNT ADVISORS LLC 3,296,869 96,499,000 39.81%
48 BANK OF AMERICA CORP /DE/ 3,435,163 100,548,000 41.48%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.