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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 59 Institutional holders with a total value of $382,656,921.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Highlander Capital Management, LLC 50 1,000 0.00%
3 Gradient Investments LLC 147 4,000 0.00%
4 Clean Yield Group 130 4,000 0.00%
5 GENEOS WEALTH MANAGEMENT INC. 169 5,000 0.00%
6 Advisory Services Network, LLC 209 6,000 0.00%
7 Thomas J. Herzfeld Advisors, Inc. 209 6,000 0.00%
8 CapWealth Advisors, LLC 223 7,000 0.00%
9 PITTENGER & ANDERSON INC 379 11,000 0.00%
10 JPMORGAN CHASE & CO 378 11,000 0.00%
11 Capital Advisors, Ltd. LLC 359 11,000 0.00%
12 Carroll Financial Associates, Inc. 379 11,000 0.00%
13 BENJAMIN F. EDWARDS & COMPANY, INC. 500 15,000 0.00%
14 INTEGRATED WEALTH MANAGEMENT 567 17,000 0.00%
15 Winslow, Evans & Crocker, Inc. 590 17,446 0.00%
16 D.A. DAVIDSON & CO. 644 19,000 0.00%
17 Lenox Wealth Advisors, LLC 673 20,000 0.01%
18 IFP ADVISORS, INC 732 22,000 0.01%
19 MANUFACTURERS LIFE INSURANCE COMPANY, THE 902 27,000 0.01%
20 Creative Planning 960 28,000 0.01%
21 CUTLER GROUP LLC / CA 2,800 31,000 0.01% Put
22 CITIGROUP INC 1,272 38,000 0.01%
23 WFG Advisors, LP 1,984 59,000 0.02%
24 PARTNERS CAPITAL INVESTMENT GROUP (HOLDINGS), LLC 2,503 74,000 0.02%
25 Kistler-Tiffany Companies, LLC 3,305 98,000 0.03%
26 US BANCORP \DE\ 5,000 148,000 0.04%
27 Cambridge Investment Research Advisors, Inc. 7,710 228,000 0.06%
28 WHITTIER TRUST CO OF NEVADA INC 7,950 235,000 0.06%
29 Kovack Advisors, Inc. 8,229 243,000 0.06%
30 HighTower Advisors, LLC 8,768 260,000 0.07%
31 AMERIPRISE FINANCIAL INC 10,189 301,000 0.08%
32 FORTE CAPITAL LLC /ADV 10,531 311,000 0.08%
33 AMERICAN INTERNATIONAL GROUP, INC. 10,771 319,000 0.08%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,436 338,000 0.09%
35 CITADEL ADVISORS LLC 12,919 382,000 0.10%
36 Country Club Trust Company, n.a. 13,030 385,000 0.10%
37 MSI Financial Services Inc 15,150 448,000 0.12%
38 OPPENHEIMER & CO INC 24,646 729,000 0.19%
39 Virtu Financial LLC 35,861 1,060,000 0.28%
40 Raymond James Financial Services Advisors, Inc. 36,261 1,072,000 0.28%
41 Virtu KCG Holdings LLC 42,722 1,263,000 0.33%
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 44,797 1,325,000 0.35%
43 BANK HAPOALIM BM 55,588 1,644,000 0.43%
44 GOLDMAN SACHS GROUP INC 59,098 1,748,000 0.46%
45 JANE STREET GROUP, LLC 65,946 1,950,000 0.51%
46 ROYAL BANK OF CANADA 73,475 2,173,000 0.57%
47 Commonwealth Equity Services, Inc 75,372 2,229,000 0.58%
48 BAROMETER CAPITAL MANAGEMENT INC. 78,900 2,333,000 0.61%
49 NORTHSTAR ASSET MANAGEMENT Co 84,925 2,511,000 0.66%
50 WELLS FARGO & COMPANY/MN 90,237 2,668,000 0.70%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.