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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 62 Institutional holders with a total value of $329,689,690.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 400 0 0.00% Call
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 Clean Yield Group 0 0 0.00%
4 Highlander Capital Management, LLC 50 1,000 0.00%
5 Nelson Capital Management, LLC 18 1,000 0.00%
6 BANK OF MONTREAL /CAN/ 52 2,000 0.00%
7 CENTRAL TRUST Co 146 4,000 0.00%
8 Gradient Investments LLC 147 4,000 0.00%
9 Advisory Services Network, LLC 165 5,000 0.00%
10 GENEOS WEALTH MANAGEMENT INC. 199 5,000 0.00%
11 Tower Research Capital LLC (TRC) 157 5,000 0.00%
12 Thomas J. Herzfeld Advisors, Inc. 209 6,000 0.00%
13 THRIVENT FINANCIAL FOR LUTHERANS 265 8,000 0.00%
14 JPMORGAN CHASE & CO 378 11,000 0.00%
15 Carroll Financial Associates, Inc. 379 11,000 0.00%
16 Capital Advisors, Ltd. LLC 359 11,000 0.00%
17 BENJAMIN F. EDWARDS & COMPANY, INC. 501 15,000 0.00%
18 Winslow, Evans & Crocker, Inc. 590 17,690 0.01%
19 Lenox Wealth Advisors, LLC 673 20,000 0.01%
20 IFP ADVISORS, INC 652 20,000 0.01%
21 D.A. DAVIDSON & CO. 787 23,000 0.01%
22 INTEGRATED WEALTH MANAGEMENT 892 27,000 0.01%
23 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,226 37,000 0.01%
24 CITIGROUP INC 1,272 38,000 0.01%
25 Creative Planning 1,287 39,000 0.01%
26 WFG Advisors, LP 1,832 55,000 0.02%
27 PARTNERS CAPITAL INVESTMENT GROUP (HOLDINGS), LLC 2,505 75,000 0.02%
28 Kistler-Tiffany Companies, LLC 3,305 99,000 0.03%
29 US BANCORP \DE\ 5,000 149,000 0.05%
30 WHITTIER TRUST CO OF NEVADA INC 6,950 208,000 0.06%
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,000 210,000 0.06% Put
32 Mariner, LLC 7,069 212,000 0.06%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,179 216,000 0.07%
34 Cambridge Investment Research Advisors, Inc. 7,710 231,000 0.07%
35 Kovack Advisors, Inc. 8,229 247,000 0.07%
36 Country Club Trust Company, n.a. 8,400 252,000 0.08%
37 FORTE CAPITAL LLC /ADV 10,632 319,000 0.10%
38 Raymond James Financial Services Advisors, Inc. 11,034 331,000 0.10%
39 ADVISOR GROUP, INC. 11,691 349,000 0.11%
40 MILLENNIUM MANAGEMENT LLC 13,123 393,000 0.12%
41 HighTower Advisors, LLC 15,424 461,000 0.14%
42 MSI Financial Services Inc 16,833 505,000 0.15%
43 AMERIPRISE FINANCIAL INC 18,600 558,000 0.17%
44 Virtu KCG Holdings LLC 22,244 667,000 0.20%
45 Archford Capital Strategies, LLC 25,101 753,000 0.23%
46 OPPENHEIMER & CO INC 29,327 879,000 0.27%
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,175 994,000 0.30%
48 Commonwealth Equity Services, Inc 37,021 1,110,000 0.34%
49 Virtu Financial LLC 51,422 1,541,000 0.47%
50 BANK HAPOALIM BM 54,023 1,620,000 0.49%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.