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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 63 Institutional holders with a total value of $317,877,344.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 3,000 0 0.00% Put
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 Highlander Capital Management, LLC 50 2,000 0.00%
4 Crosspoint Capital Strategies, LLC 64 2,000 0.00%
5 GLOBAL RETIREMENT PARTNERS, LLC 90 3,000 0.00%
6 Gradient Investments LLC 147 5,000 0.00%
7 KRILOGY FINANCIAL LLC 151 5,000 0.00%
8 GENEOS WEALTH MANAGEMENT INC. 199 6,000 0.00%
9 Capital Advisors, Ltd. LLC 359 12,000 0.00%
10 LBA Wealth Management, LLC 336 12,000 0.00%
11 Carroll Financial Associates, Inc. 379 13,000 0.00%
12 OMNIA FAMILY WEALTH, LLC 438 15,000 0.00%
13 PACIFIC CENTER FOR FINANCIAL SERVICES 473 16,000 0.01%
14 AlphaMark Advisors, LLC 500 17,000 0.01%
15 IHT WEALTH MANAGEMENT, LLC 497 17,000 0.01%
16 Winslow, Evans & Crocker, Inc. 590 20,344 0.01%
17 MANUFACTURERS LIFE INSURANCE COMPANY, THE 798 28,000 0.01%
18 JPMORGAN CHASE & CO 863 30,000 0.01%
19 NEXT Financial Group, Inc 950 33,000 0.01%
20 CITIGROUP INC 1,009 35,000 0.01%
21 WFG Advisors, LP 1,432 49,000 0.02%
22 D.A. DAVIDSON & CO. 2,096 72,000 0.02%
23 PARTNERS CAPITAL INVESTMENT GROUP (HOLDINGS), LLC 2,510 87,000 0.03%
24 Kistler-Tiffany Companies, LLC 3,619 125,000 0.04%
25 BENJAMIN F. EDWARDS & COMPANY, INC. 5,049 174,000 0.05%
26 US BANCORP \DE\ 5,256 182,000 0.06%
27 IFP ADVISORS, INC 5,561 192,000 0.06%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,553 226,000 0.07%
29 Private Advisor Group, LLC 6,323 226,000 0.07%
30 WHITTIER TRUST CO OF NEVADA INC 6,950 239,000 0.08%
31 Mariner, LLC 7,069 244,000 0.08%
32 Stratos Wealth Partners, LTD. 7,252 250,000 0.08%
33 J.P. Morgan Private Wealth Advisors LLC 7,565 261,000 0.08%
34 STIFEL FINANCIAL CORP 8,312 287,000 0.09%
35 Creative Planning 8,369 289,000 0.09%
36 Cambridge Investment Research Advisors, Inc. 8,635 298,000 0.09%
37 ADVISOR GROUP, INC. 9,612 332,000 0.10%
38 NATIONAL PLANNING CORP 9,199 337,000 0.11%
39 FORTE CAPITAL LLC /ADV 10,832 373,000 0.12%
40 Bank of New York Mellon Corp 11,420 394,000 0.12%
41 JANE STREET GROUP, LLC 17,068 589,000 0.19%
42 Kovack Advisors, Inc. 19,026 656,000 0.21%
43 Commonwealth Equity Services, Inc 21,643 746,000 0.23%
44 AMERIPRISE FINANCIAL INC 22,970 790,000 0.25%
45 Raymond James Financial Services Advisors, Inc. 24,844 857,000 0.27%
46 Archford Capital Strategies, LLC 25,606 882,000 0.28%
47 OPPENHEIMER & CO INC 28,143 970,000 0.31%
48 WAYNE HUMMER INVESTMENTS L.L.C. 29,857 1,029,000 0.32%
49 HighTower Advisors, LLC 40,866 1,408,000 0.44%
50 MSI Financial Services Inc 48,791 1,682,000 0.53%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.