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FIRST TR INTER DURATN PFD & IN COM
FIRST TR INTER DURATN PFD & IN COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 59 Institutional holders with a total value of $203,905,743.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BENJAMIN F. EDWARDS & COMPANY, INC. 230 5,000 0.00%
2 ANCHOR INVESTMENT MANAGEMENT, LLC 375 8,753 0.00%
3 Winslow, Evans & Crocker, Inc. 428 9,990 0.00%
4 PENSERRA CAPITAL MANAGEMENT LLC 874 20,000 0.01%
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,000 23,000 0.01%
6 Carroll Financial Associates, Inc. 1,100 25,000 0.01%
7 Liberty Capital Management, Inc. 1,280 30,000 0.01%
8 CITY HOLDING CO 1,405 33,000 0.02%
9 ENVESTNET ASSET MANAGEMENT INC 1,800 42,000 0.02%
10 US BANCORP \DE\ 2,000 47,000 0.02%
11 CITIGROUP INC 2,296 54,000 0.03%
12 MSI Financial Services Inc 2,378 56,000 0.03%
13 D.A. DAVIDSON & CO. 5,575 130,000 0.06%
14 Creative Planning 5,695 133,000 0.07%
15 FIRST FINANCIAL CORP /IN/ 5,800 135,000 0.07%
16 Cordasco Financial Network 5,810 137,000 0.07%
17 AllSquare Wealth Management LLC 7,800 182,000 0.09%
18 First Horizon Advisors, Inc. 9,040 206,000 0.10%
19 LVW Advisors, LLC 9,097 212,000 0.10%
20 NEXT Financial Group, Inc 9,956 232,000 0.11%
21 BAIRD FINANCIAL GROUP, INC. 11,540 269,000 0.13%
22 Capital Investment Advisors, LLC 11,930 278,000 0.14%
23 Partnervest Advisory Services LLC 12,919 302,000 0.15%
24 DELTA CAPITAL MANAGEMENT LLC 13,260 309,000 0.15%
25 Janney Montgomery Scott LLC 13,593 317,000 0.16%
26 ADVISOR GROUP, INC. 13,767 322,000 0.16%
27 Shaker Financial Services, LLC 14,750 344,000 0.17%
28 WEDBUSH SECURITIES INC 17,062 398,000 0.20%
29 DOLIVER ADVISORS, LP 17,705 413,000 0.20%
30 Stratos Wealth Partners, LTD. 20,315 474,000 0.23%
31 OPPENHEIMER & CO INC 21,100 492,000 0.24%
32 NATIONAL PLANNING CORP 27,548 608,000 0.30%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 29,690 693,000 0.34%
34 Private Advisor Group, LLC 33,037 762,000 0.37%
35 RAYMOND JAMES & ASSOCIATES 34,186 798,000 0.39%
36 Mathes Company, Inc. 39,250 916,000 0.45%
37 Commonwealth Equity Services, Inc 57,365 1,339,000 0.66%
38 AMERIPRISE FINANCIAL INC 65,334 1,525,000 0.75%
39 BB&T SECURITIES, LLC 66,050 1,541,000 0.76%
40 IFP ADVISORS, INC 66,393 1,550,000 0.76%
41 Raymond James Financial Services Advisors, Inc. 76,558 1,787,000 0.88%
42 IFC Holdings Incorporated/FL 81,722 1,905,000 0.93%
43 STIFEL FINANCIAL CORP 83,682 1,953,000 0.96%
44 Vident Investment Advisory, LLC 86,551 2,020,000 0.99%
45 Sterneck Capital Management, LLC 90,996 2,124,000 1.04%
46 SII INVESTMENTS INC/WI 91,473 2,143,000 1.05%
47 JANUS HENDERSON INVESTORS US LLC 109,700 2,560,000 1.26%
48 NINE MASTS CAPITAL Ltd 143,498 3,349,000 1.64%
49 LPL Financial LLC 202,370 4,669,000 2.29%
50 BANK OF MONTREAL /CAN/ 221,333 5,166,000 2.53%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.