| 1 |
Tower Research Capital LLC (TRC) |
100 |
2,000 |
0.01% |
|
|
| 2 |
NEXT Financial Group, Inc |
160 |
2,000 |
0.01% |
|
|
| 3 |
AMERICAN INTERNATIONAL GROUP, INC. |
300 |
4,758 |
0.01% |
|
|
| 4 |
ROYAL BANK OF CANADA |
1,100 |
17,000 |
0.05% |
|
|
| 5 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,600 |
26,000 |
0.08% |
|
|
| 6 |
Creative Planning |
1,626 |
26,000 |
0.08% |
|
|
| 7 |
BROWN BROTHERS HARRIMAN & CO |
2,475 |
39,000 |
0.12% |
|
|
| 8 |
SIGNATUREFD, LLC |
3,400 |
54,000 |
0.17% |
|
|
| 9 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
5,000 |
79,000 |
0.25% |
|
|
| 10 |
UBS AG |
5,282 |
84,000 |
0.26% |
|
|
| 11 |
DOLIVER ADVISORS, LP |
10,920 |
173,000 |
0.54% |
|
|
| 12 |
WELLS FARGO & COMPANY/MN |
11,885 |
189,000 |
0.59% |
|
|
| 13 |
STIFEL FINANCIAL CORP |
16,600 |
263,000 |
0.82% |
|
|
| 14 |
RAYMOND JAMES & ASSOCIATES |
16,780 |
266,000 |
0.83% |
|
|
| 15 |
MORGAN STANLEY |
18,888 |
300,000 |
0.94% |
|
|
| 16 |
Commonwealth Equity Services, Inc |
21,055 |
334,000 |
1.04% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
31,782 |
504,000 |
1.57% |
|
|
| 18 |
CORNERSTONE ADVISORS INC |
44,172 |
701,000 |
2.19% |
|
|
| 19 |
Saba Capital Management, L.P. |
55,845 |
886,000 |
2.76% |
|
|
| 20 |
Thomas J. Herzfeld Advisors, Inc. |
84,595 |
1,342,000 |
4.19% |
|
|
| 21 |
1607 Capital Partners, LLC |
608,468 |
9,650,000 |
30.10% |
|
|
| 22 |
SIT INVESTMENT ASSOCIATES INC |
1,079,652 |
17,123,000 |
53.40% |
|
|
