| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 1,245,610 | 18,510,000 | 56.00% | ||
| 2 | 1607 Capital Partners, LLC | 692,768 | 10,295,000 | 31.15% | ||
| 3 | Thomas J. Herzfeld Advisors, Inc. | 60,156 | 894,000 | 2.70% | ||
| 4 | Saba Capital Management, L.P. | 58,681 | 872,000 | 2.64% | ||
| 5 | CORNERSTONE ADVISORS INC | 35,763 | 531,000 | 1.61% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 32,156 | 478,000 | 1.45% | ||
| 7 | MORGAN STANLEY | 20,550 | 305,000 | 0.92% | ||
| 8 | Commonwealth Equity Services, Inc | 17,200 | 256,000 | 0.77% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 14,689 | 218,000 | 0.66% | ||
| 10 | STIFEL FINANCIAL CORP | 12,625 | 188,000 | 0.57% | ||
| 11 | WELLS FARGO & COMPANY/MN | 8,781 | 130,000 | 0.39% | ||
| 12 | CITIGROUP INC | 6,451 | 96,000 | 0.29% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,000 | 74,000 | 0.22% | ||
| 14 | UBS Group AG | 4,696 | 70,000 | 0.21% | ||
| 15 | SIGNATUREFD, LLC | 3,400 | 51,000 | 0.15% | ||
| 16 | BROWN BROTHERS HARRIMAN & CO | 2,475 | 37,000 | 0.11% | ||
| 17 | Creative Planning | 1,626 | 24,000 | 0.07% | ||
| 18 | ROYAL BANK OF CANADA | 1,100 | 16,000 | 0.05% | ||
| 19 | AMERICAN INTERNATIONAL GROUP, INC. | 411 | 6,107 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
