| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 1,193,259 | 17,350,000 | 49.74% | ||
| 2 | 1607 Capital Partners, LLC | 747,810 | 10,873,000 | 31.17% | ||
| 3 | ICON ADVISERS INC/CO | 202,361 | 2,942,000 | 8.43% | ||
| 4 | LPL Financial LLC | 55,954 | 809,000 | 2.32% | ||
| 5 | Saba Capital Management, L.P. | 40,521 | 589,000 | 1.69% | ||
| 6 | Thomas J. Herzfeld Advisors, Inc. | 29,514 | 429,000 | 1.23% | ||
| 7 | MORGAN STANLEY | 23,953 | 348,000 | 1.00% | ||
| 8 | Cetera Advisor Networks LLC | 20,306 | 295,000 | 0.85% | ||
| 9 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 18,709 | 272,000 | 0.78% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 15,154 | 220,000 | 0.63% | ||
| 11 | Commonwealth Equity Services, Inc | 14,621 | 213,000 | 0.61% | ||
| 12 | UBS Group AG | 8,737 | 127,000 | 0.36% | ||
| 13 | CITIGROUP INC | 6,451 | 94,000 | 0.27% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,006 | 88,000 | 0.25% | ||
| 15 | WELLS FARGO & COMPANY/MN | 4,778 | 69,000 | 0.20% | ||
| 16 | SIGNATUREFD, LLC | 3,400 | 49,000 | 0.14% | ||
| 17 | AMERICAN INTERNATIONAL GROUP, INC. | 2,940 | 43,000 | 0.12% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 2,767 | 40,000 | 0.11% | ||
| 19 | Creative Planning | 1,626 | 24,000 | 0.07% | ||
| 20 | IFP ADVISORS, INC | 600 | 9,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
