| 1 |
SIT INVESTMENT ASSOCIATES INC |
1,238,653 |
17,799,000 |
51.46% |
|
|
| 2 |
1607 Capital Partners, LLC |
711,471 |
10,224,000 |
29.56% |
|
|
| 3 |
ICON ADVISERS INC/CO |
206,302 |
2,965,000 |
8.57% |
|
|
| 4 |
LPL Financial LLC |
87,422 |
1,264,000 |
3.65% |
|
|
| 5 |
Saba Capital Management, L.P. |
40,521 |
582,000 |
1.68% |
|
|
| 6 |
MORGAN STANLEY |
22,335 |
321,000 |
0.93% |
|
|
| 7 |
Cetera Advisor Networks LLC |
20,366 |
293,000 |
0.85% |
|
|
| 8 |
RAYMOND JAMES & ASSOCIATES |
15,272 |
219,000 |
0.63% |
|
|
| 9 |
Commonwealth Equity Services, Inc |
14,921 |
214,000 |
0.62% |
|
|
| 10 |
Thomas J. Herzfeld Advisors, Inc. |
7,935 |
114,000 |
0.33% |
|
|
| 11 |
CITIGROUP INC |
6,451 |
93,000 |
0.27% |
|
|
| 12 |
WELLS FARGO & COMPANY/MN |
5,900 |
85,000 |
0.25% |
|
|
| 13 |
UBS Group AG |
5,833 |
83,000 |
0.24% |
|
|
| 14 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
5,007 |
72,000 |
0.21% |
|
|
| 15 |
IFP ADVISORS, INC |
4,325 |
62,000 |
0.18% |
|
|
| 16 |
SIGNATUREFD, LLC |
3,400 |
49,000 |
0.14% |
|
|
| 17 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,958 |
43,000 |
0.12% |
|
|
| 18 |
People's United Financial, Inc. |
2,800 |
40,000 |
0.12% |
|
|
| 19 |
BANK OF AMERICA CORP /DE/ |
2,597 |
37,000 |
0.11% |
|
|
| 20 |
Creative Planning |
1,676 |
24,000 |
0.07% |
|
|
| 21 |
Tower Research Capital LLC (TRC) |
544 |
8,000 |
0.02% |
|
|
