| 1 |
SIT INVESTMENT ASSOCIATES INC |
1,220,672 |
18,115,000 |
54.35% |
|
|
| 2 |
1607 Capital Partners, LLC |
709,943 |
10,536,000 |
31.61% |
|
|
| 3 |
Raymond James Financial Services Advisors, Inc. |
65,773 |
976,000 |
2.93% |
|
|
| 4 |
Thomas J. Herzfeld Advisors, Inc. |
60,157 |
893,000 |
2.68% |
|
|
| 5 |
Saba Capital Management, L.P. |
35,284 |
524,000 |
1.57% |
|
|
| 6 |
CORNERSTONE ADVISORS INC |
28,308 |
420,000 |
1.26% |
|
|
| 7 |
MORGAN STANLEY |
21,764 |
323,000 |
0.97% |
|
|
| 8 |
BANK OF AMERICA CORP /DE/ |
18,233 |
271,000 |
0.81% |
|
|
| 9 |
Commonwealth Equity Services, Inc |
17,200 |
255,000 |
0.77% |
|
|
| 10 |
RAYMOND JAMES & ASSOCIATES |
14,802 |
220,000 |
0.66% |
|
|
| 11 |
STIFEL FINANCIAL CORP |
11,725 |
174,000 |
0.52% |
|
|
| 12 |
WELLS FARGO & COMPANY/MN |
9,980 |
148,000 |
0.44% |
|
|
| 13 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
9,006 |
134,000 |
0.40% |
|
|
| 14 |
CITIGROUP INC |
6,451 |
96,000 |
0.29% |
|
|
| 15 |
UBS Group AG |
5,763 |
86,000 |
0.26% |
|
|
| 16 |
SIGNATUREFD, LLC |
3,400 |
50,000 |
0.15% |
|
|
| 17 |
BROWN BROTHERS HARRIMAN & CO |
2,475 |
37,000 |
0.11% |
|
|
| 18 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,761 |
26,000 |
0.08% |
|
|
| 19 |
Creative Planning |
1,626 |
24,000 |
0.07% |
|
|
| 20 |
ROYAL BANK OF CANADA |
1,100 |
16,000 |
0.05% |
|
|
| 21 |
AMERICAN INTERNATIONAL GROUP, INC. |
418 |
6,201 |
0.02% |
|
|
