| 1 |
SIT INVESTMENT ASSOCIATES INC |
1,072,485 |
16,235,000 |
51.11% |
|
|
| 2 |
1607 Capital Partners, LLC |
685,568 |
10,378,000 |
32.67% |
|
|
| 3 |
Saba Capital Management, L.P. |
73,303 |
1,107,000 |
3.49% |
|
|
| 4 |
Thomas J. Herzfeld Advisors, Inc. |
61,616 |
933,000 |
2.94% |
|
|
| 5 |
CORNERSTONE ADVISORS INC |
41,271 |
623,000 |
1.96% |
|
|
| 6 |
BANK OF AMERICA CORP /DE/ |
33,839 |
512,000 |
1.61% |
|
|
| 7 |
DOLIVER ADVISORS, LP |
21,485 |
325,000 |
1.02% |
|
|
| 8 |
Commonwealth Equity Services, Inc |
18,485 |
280,000 |
0.88% |
|
|
| 9 |
MORGAN STANLEY |
18,119 |
274,000 |
0.86% |
|
|
| 10 |
RAYMOND JAMES & ASSOCIATES |
16,881 |
256,000 |
0.81% |
|
|
| 11 |
STIFEL FINANCIAL CORP |
16,600 |
251,000 |
0.79% |
|
|
| 12 |
WELLS FARGO & COMPANY/MN |
15,912 |
241,000 |
0.76% |
|
|
| 13 |
UBS AG |
7,872 |
119,000 |
0.37% |
|
|
| 14 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
5,000 |
76,000 |
0.24% |
|
|
| 15 |
SIGNATUREFD, LLC |
3,400 |
51,000 |
0.16% |
|
|
| 16 |
BROWN BROTHERS HARRIMAN & CO |
2,475 |
37,000 |
0.12% |
|
|
| 17 |
Creative Planning |
1,626 |
25,000 |
0.08% |
|
|
| 18 |
ROYAL BANK OF CANADA |
1,100 |
17,000 |
0.05% |
|
|
| 19 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,100 |
16,000 |
0.05% |
|
|
| 20 |
AMERICAN INTERNATIONAL GROUP, INC. |
404 |
6,119 |
0.02% |
|
|
| 21 |
NEXT Financial Group, Inc |
160 |
2,000 |
0.01% |
|
|
