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FIRST TRUST MORTGAGE INCM FD
FIRST TRUST MORTGAGE INCM FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 21 Institutional holders with a total value of $33,330,201.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERICAN INTERNATIONAL GROUP, INC. 418 6,201 0.02%
2 ROYAL BANK OF CANADA 1,100 16,000 0.05%
3 Creative Planning 1,626 24,000 0.07%
4 PNC FINANCIAL SERVICES GROUP, INC. 1,761 26,000 0.08%
5 BROWN BROTHERS HARRIMAN & CO 2,475 37,000 0.11%
6 SIGNATUREFD, LLC 3,400 50,000 0.15%
7 UBS Group AG 5,763 86,000 0.26%
8 CITIGROUP INC 6,451 96,000 0.29%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,006 134,000 0.40%
10 WELLS FARGO & COMPANY/MN 9,980 148,000 0.44%
11 STIFEL FINANCIAL CORP 11,725 174,000 0.52%
12 RAYMOND JAMES & ASSOCIATES 14,802 220,000 0.66%
13 Commonwealth Equity Services, Inc 17,200 255,000 0.77%
14 BANK OF AMERICA CORP /DE/ 18,233 271,000 0.81%
15 MORGAN STANLEY 21,764 323,000 0.97%
16 CORNERSTONE ADVISORS INC 28,308 420,000 1.26%
17 Saba Capital Management, L.P. 35,284 524,000 1.57%
18 Thomas J. Herzfeld Advisors, Inc. 60,157 893,000 2.68%
19 Raymond James Financial Services Advisors, Inc. 65,773 976,000 2.93%
20 1607 Capital Partners, LLC 709,943 10,536,000 31.61%
21 SIT INVESTMENT ASSOCIATES INC 1,220,672 18,115,000 54.35%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.