| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tower Research Capital LLC (TRC) | 69 | 1,000 | 0.00% | ||
| 2 | Creative Planning | 1,626 | 24,000 | 0.07% | ||
| 3 | ADVISOR GROUP, INC. | 1,983 | 28,000 | 0.08% | ||
| 4 | Thomas J. Herzfeld Advisors, Inc. | 2,535 | 37,000 | 0.11% | ||
| 5 | People's United Financial, Inc. | 2,800 | 40,000 | 0.12% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,989 | 43,000 | 0.12% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 3,117 | 45,000 | 0.13% | ||
| 8 | CITIGROUP INC | 3,314 | 48,000 | 0.14% | ||
| 9 | IFP ADVISORS, INC | 4,376 | 63,000 | 0.18% | ||
| 10 | UBS Group AG | 4,895 | 71,000 | 0.20% | ||
| 11 | WELLS FARGO & COMPANY/MN | 11,128 | 161,000 | 0.46% | ||
| 12 | Commonwealth Equity Services, Inc | 14,921 | 216,000 | 0.62% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 16,592 | 240,000 | 0.69% | ||
| 14 | MORGAN STANLEY | 20,984 | 303,000 | 0.87% | ||
| 15 | Cetera Advisor Networks LLC | 27,421 | 396,000 | 1.14% | ||
| 16 | Saba Capital Management, L.P. | 33,890 | 489,000 | 1.41% | ||
| 17 | LPL Financial LLC | 41,615 | 607,000 | 1.75% | ||
| 18 | ICON ADVISERS INC/CO | 208,267 | 3,011,000 | 8.66% | ||
| 19 | 1607 Capital Partners, LLC | 715,708 | 10,348,000 | 29.77% | ||
| 20 | SIT INVESTMENT ASSOCIATES INC | 1,285,294 | 18,584,000 | 53.47% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
