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FLAHERTY & CRUMRINE PFD INC
FLAHERTY & CRUMRINE PFD INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 22 Institutional holders with a total value of $8,634,063.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 121,504 1,833,000 21.23%
2 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 70,621 1,065,671 12.34%
3 Invesco Ltd. 56,934 859,000 9.95%
4 LPL Financial LLC 55,726 849,000 9.83%
5 ROBINSON CAPITAL MANAGEMENT, LLC 53,922 814,000 9.43%
6 BANK OF AMERICA CORP /DE/ 45,156 681,000 7.89%
7 UBS Group AG 42,311 638,000 7.39%
8 WELLS FARGO & COMPANY/MN 33,221 502,000 5.81%
9 D.A. DAVIDSON & CO. 26,000 392,000 4.54%
10 Covington Capital Management 19,500 294,000 3.41%
11 Private Advisor Group, LLC 16,957 256,000 2.97%
12 MOLONEY SECURITIES ASSET MANAGEMENT, LLC 10,000 151,000 1.75%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,144 108,000 1.25%
14 Creative Planning 3,000 45,000 0.52%
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,370 36,000 0.42%
16 PNC FINANCIAL SERVICES GROUP, INC. 1,800 28,000 0.32%
17 ROYAL BANK OF CANADA 1,760 27,000 0.31%
18 Winslow, Evans & Crocker, Inc. 1,286 19,392 0.22%
19 IFP ADVISORS, INC 893 13,000 0.15%
20 ADVISOR GROUP, INC. 758 11,000 0.13%
21 GENEOS WEALTH MANAGEMENT INC. 660 9,000 0.10%
22 PENSERRA CAPITAL MANAGEMENT LLC 263 3,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.