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FLAHERTY CRUMRINE PFD SECS
FLAHERTY CRUMRINE PFD SECS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 64 Institutional holders with a total value of $104,566,512.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS AG 565,721 11,088,000 10.60%
2 MORGAN STANLEY 511,506 10,025,000 9.59%
3 Oxbow Advisors, LLC 437,422 8,573,000 8.20%
4 BANK OF AMERICA CORP /DE/ 434,518 8,516,000 8.14%
5 GUGGENHEIM CAPITAL LLC 379,099 7,430,000 7.11%
6 BB&T SECURITIES, LLC 34,843 6,829,000 6.53%
7 MID CONTINENT CAPITAL LLC/IL 283,960 5,566,000 5.32%
8 COHEN & STEERS, INC. 282,392 5,535,000 5.29%
9 Invesco Ltd. 257,500 5,047,000 4.83%
10 NWAM LLC 217,515 4,263,000 4.08%
11 LPL Financial LLC 176,923 3,468,000 3.32%
12 Covington Capital Management 168,624 3,285,000 3.14%
13 ROYAL BANK OF CANADA 134,887 2,644,000 2.53%
14 CREDIT SUISSE AG/ 134,601 2,638,000 2.52%
15 WELLS FARGO & COMPANY/MN 120,841 2,368,000 2.26%
16 Index Management Solutions, LLC 98,478 1,930,000 1.85%
17 A. D. Beadell Investment Counsel, Inc. 97,318 1,907,000 1.82%
18 Commonwealth Equity Services, Inc 86,630 1,698,000 1.62%
19 WFG Advisors, LP 76,911 1,507,000 1.44%
20 Cetera Advisor Networks LLC 74,592 1,466,000 1.40%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 51,342 1,006,000 0.96%
22 BARD ASSOCIATES INC 44,625 875,000 0.84%
23 NATIONAL PLANNING CORP 27,325 536,000 0.51%
24 Cambridge Investment Research Advisors, Inc. 26,225 514,000 0.49%
25 IFC Holdings Incorporated/FL 22,112 433,000 0.41%
26 Montecito Bank & Trust 21,699 425,000 0.41%
27 Cetera Advisors LLC 21,159 416,000 0.40%
28 Capital Investment Advisors, LLC 21,092 413,000 0.39%
29 AMERICAN INTERNATIONAL GROUP, INC. 20,187 395,657 0.38%
30 First Allied Advisory Services, Inc. 19,568 384,000 0.37%
31 VSR Financial Services, Inc. 18,144 356,000 0.34%
32 PNC FINANCIAL SERVICES GROUP, INC. 17,090 336,000 0.32%
33 STEEL GROVE CAPITAL ADVISORS, LLC 15,669 307,000 0.29%
34 SIT INVESTMENT ASSOCIATES INC 15,000 294,000 0.28%
35 Raymond James Financial Services Advisors, Inc. 12,850 252,000 0.24%
36 JANE STREET GROUP, LLC 12,098 237,000 0.23%
37 B. Riley Wealth Advisors, Inc. 22,542 221,137 0.21%
38 GOLDMAN SACHS GROUP INC 10,351 203,000 0.19%
39 Concert Wealth Management Inc. 10,495 199,000 0.19%
40 Global Endowment Management, LP 10,000 196,000 0.19%
41 WHITTIER TRUST CO 5,328 104,000 0.10%
42 People's United Financial, Inc. 4,954 97,000 0.09%
43 Winslow, Evans & Crocker, Inc. 4,406 86,358 0.08%
44 Gary Goldberg Planning Services Inc 4,190 82,000 0.08%
45 North Star Investment Management Corp. 2,926 57,000 0.05%
46 SYNOVUS FINANCIAL CORP 2,781 55,000 0.05%
47 PRIVATE TRUST CO NA 2,100 41,000 0.04%
48 CAPTRUST FINANCIAL ADVISORS 1,770 35,000 0.03%
49 BANK OF MONTREAL /CAN/ 1,650 32,000 0.03%
50 Clarkston Capital Partners, LLC 1,600 31,360 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.