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FLAHERTY CRUMRINE PFD SECS
FLAHERTY CRUMRINE PFD SECS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 74 Institutional holders with a total value of $103,183,657.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 534,083 10,174,000 9.86%
2 GUGGENHEIM CAPITAL LLC 474,212 9,032,000 8.75%
3 BB&T SECURITIES, LLC 44,232 8,426,000 8.17%
4 Oxbow Advisors, LLC 424,460 8,086,000 7.84%
5 BANK OF AMERICA CORP /DE/ 375,774 7,158,000 6.94%
6 MID CONTINENT CAPITAL LLC/IL 290,260 5,529,000 5.36%
7 Invesco Ltd. 289,027 5,506,000 5.34%
8 COHEN & STEERS, INC. 268,945 5,123,000 4.96%
9 NWAM LLC 234,181 4,461,000 4.32%
10 LPL Financial LLC 221,145 4,213,000 4.08%
11 Covington Capital Management 196,462 3,743,000 3.63%
12 ROYAL BANK OF CANADA 154,908 2,951,000 2.86%
13 UBS Group AG 141,070 2,687,000 2.60%
14 Index Management Solutions, LLC 138,794 2,644,000 2.56%
15 WELLS FARGO & COMPANY/MN 128,129 2,442,000 2.37%
16 B. Riley Wealth Advisors, Inc. 22,558 2,364,000 2.29%
17 Commonwealth Equity Services, Inc 103,770 1,977,000 1.92%
18 A. D. Beadell Investment Counsel, Inc. 97,618 1,859,000 1.80%
19 Cetera Advisor Networks LLC 94,149 1,804,000 1.75%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 66,727 1,272,000 1.23%
21 Family Firm, Inc. 53,098 1,012,000 0.98%
22 WFG Advisors, LP 49,231 938,000 0.91%
23 BARD ASSOCIATES INC 46,775 891,000 0.86%
24 NATIONAL PLANNING CORP 40,616 816,788 0.79%
25 AMERICAN INTERNATIONAL GROUP, INC. 35,826 682,485 0.66%
26 Cambridge Investment Research Advisors, Inc. 32,215 614,000 0.60%
27 IFC Holdings Incorporated/FL 28,362 585,000 0.57%
28 OPPENHEIMER & CO INC 25,233 481,000 0.47%
29 Cetera Advisors LLC 22,409 428,000 0.41%
30 Capital Investment Advisors, LLC 21,202 404,000 0.39%
31 Tower Research Capital LLC (TRC) 20,046 382,000 0.37%
32 Virtu KCG Holdings LLC 19,791 377,000 0.37%
33 Montecito Bank & Trust 19,380 369,000 0.36%
34 PNC FINANCIAL SERVICES GROUP, INC. 17,890 341,000 0.33%
35 First Allied Advisory Services, Inc. 17,785 340,000 0.33%
36 JANE STREET GROUP, LLC 17,820 339,000 0.33%
37 Sigma Planning Corp 15,107 288,000 0.28%
38 SIT INVESTMENT ASSOCIATES INC 15,000 286,000 0.28%
39 GOLDMAN SACHS GROUP INC 14,733 281,000 0.27%
40 VSR Financial Services, Inc. 14,171 270,000 0.26%
41 Raymond James Financial Services Advisors, Inc. 12,528 239,000 0.23%
42 Concert Wealth Management Inc. 10,495 198,000 0.19%
43 HighTower Advisors, LLC 10,258 195,000 0.19%
44 WHITTIER TRUST CO 5,328 101,000 0.10%
45 People's United Financial, Inc. 4,954 94,000 0.09%
46 Gary Goldberg Planning Services Inc 4,772 91,000 0.09%
47 NEW ENGLAND SECURITIES CORP /MA/ 4,460 85,000 0.08%
48 Winslow, Evans & Crocker, Inc. 4,406 83,936 0.08%
49 Advisory Services Network, LLC 3,600 75,000 0.07%
50 SYNOVUS FINANCIAL CORP 2,781 53,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.