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FLAHERTY CRUMRINE PFD SECS
FLAHERTY CRUMRINE PFD SECS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 73 Institutional holders with a total value of $107,863,662.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 471,758 9,506,000 8.81%
2 ROYAL BANK OF CANADA 444,163 9,039,000 8.38%
3 MORGAN STANLEY 402,233 8,185,000 7.59%
4 ENVESTNET ASSET MANAGEMENT INC 345,481 7,031,000 6.52%
5 BANK OF AMERICA CORP /DE/ 342,739 6,975,000 6.47%
6 Oxbow Advisors, LLC 270,449 5,504,000 5.10%
7 Covington Capital Management 257,582 5,242,000 4.86%
8 Raymond James Financial Services Advisors, Inc. 234,526 4,773,000 4.43%
9 Invesco Ltd. 204,426 4,160,000 3.86%
10 WELLS FARGO & COMPANY/MN 182,165 3,707,000 3.44%
11 NWAM LLC 178,059 3,624,000 3.36%
12 Commonwealth Equity Services, Inc 177,506 3,612,000 3.35%
13 UNITED CAPITAL FINANCIAL ADVISORS, LLC 168,140 3,422,000 3.17%
14 IFC Holdings Incorporated/FL 169,109 3,416,000 3.17%
15 UBS Group AG 126,920 2,583,000 2.39%
16 COHEN & STEERS, INC. 102,161 2,079,000 1.93%
17 A. D. Beadell Investment Counsel, Inc. 97,718 1,988,000 1.84%
18 NATIONAL PLANNING CORP 94,412 1,954,000 1.81%
19 Private Advisor Group, LLC 85,734 1,745,000 1.62%
20 GUGGENHEIM CAPITAL LLC 85,564 1,742,000 1.62%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 80,003 1,627,000 1.51%
22 AMERICAN INTERNATIONAL GROUP, INC. 63,469 1,292,000 1.20%
23 Family Firm, Inc. 57,595 1,172,000 1.09%
24 Cetera Advisor Networks LLC 55,913 1,139,000 1.06%
25 BB&T SECURITIES, LLC 45,254 920,000 0.85%
26 TIEMANN INVESTMENT ADVISORS, LLC 44,935 914,000 0.85%
27 Cambridge Investment Research Advisors, Inc. 43,775 891,000 0.83%
28 HighTower Advisors, LLC 43,527 885,000 0.82%
29 BARD ASSOCIATES INC 36,550 744,000 0.69%
30 RAYMOND JAMES & ASSOCIATES 34,061 693,000 0.64%
31 Investors Capital Advisory Services 28,067 571,000 0.53%
32 WIMMER ASSOCIATES 1, LLC 27,200 554,000 0.51%
33 OPPENHEIMER & CO INC 25,308 515,000 0.48%
34 BRUDERMAN ASSET MANAGEMENT, LLC 23,613 481,000 0.45%
35 PNC FINANCIAL SERVICES GROUP, INC. 23,090 469,000 0.43%
36 Cetera Advisors LLC 20,230 408,000 0.38%
37 IFP ADVISORS, INC 17,179 350,000 0.32%
38 Sigma Planning Corp 16,290 332,000 0.31%
39 GENEOS WEALTH MANAGEMENT INC. 15,570 315,000 0.29%
40 Advisory Services Network, LLC 15,257 310,000 0.29%
41 SIT INVESTMENT ASSOCIATES INC 15,000 305,000 0.28%
42 Concert Wealth Management Inc. 11,045 224,000 0.21%
43 Creative Planning 10,294 209,000 0.19%
44 US BANCORP \DE\ 10,211 207,000 0.19%
45 New England Private Wealth Advisors LLC 10,000 204,000 0.19%
46 VSR Financial Services, Inc. 10,000 204,000 0.19%
47 Montecito Bank & Trust 9,865 201,000 0.19%
48 WFG Advisors, LP 9,077 185,000 0.17%
49 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 7,281 148,000 0.14%
50 SYNOVUS FINANCIAL CORP 7,037 144,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.