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FLAHERTY CRUMRINE PFD SECS
FLAHERTY CRUMRINE PFD SECS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 74 Institutional holders with a total value of $103,183,657.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BARCLAYS PLC 77 1,000 0.00%
2 DEUTSCHE BANK AG\ 117 2,000 0.00%
3 Stratos Wealth Partners, LTD. 181 3,448 0.00%
4 WASHINGTON TRUST BANK 250 5,000 0.00%
5 HOWE & RUSLING INC 300 6,000 0.01%
6 Sandy Spring Bank 375 7,000 0.01%
7 GREENLEAF TRUST 361 7,000 0.01%
8 OLD SECOND NATIONAL BANK OF AURORA 350 7,000 0.01%
9 Avior Wealth Management, LLC 414 8,000 0.01%
10 Transamerica Financial Advisors, LLC 500 10,000 0.01%
11 MSI Financial Services Inc 521 10,000 0.01%
12 STANCORP INVESTMENT ADVISERS INC 776 15,000 0.01%
13 Carroll Financial Associates, Inc. 800 17,000 0.02%
14 NEXT Financial Group, Inc 900 17,000 0.02%
15 Hoxton Financial, Inc. 1,000 19,000 0.02%
16 Stanford Investment Group, Inc. 1,035 20,000 0.02%
17 Formidable Asset Management, LLC 1,100 21,000 0.02%
18 CITIGROUP INC 1,230 23,000 0.02%
19 D.A. DAVIDSON & CO. 1,300 24,000 0.02%
20 BANK OF MONTREAL /CAN/ 1,650 31,000 0.03%
21 Creative Planning 1,666 32,000 0.03%
22 CAPTRUST FINANCIAL ADVISORS 1,770 34,000 0.03%
23 North Star Investment Management Corp. 1,891 36,000 0.03%
24 Lenox Wealth Management, Inc. 1,950 37,000 0.04%
25 SYNOVUS FINANCIAL CORP 2,781 53,000 0.05%
26 Advisory Services Network, LLC 3,600 75,000 0.07%
27 Winslow, Evans & Crocker, Inc. 4,406 83,936 0.08%
28 NEW ENGLAND SECURITIES CORP /MA/ 4,460 85,000 0.08%
29 Gary Goldberg Planning Services Inc 4,772 91,000 0.09%
30 People's United Financial, Inc. 4,954 94,000 0.09%
31 WHITTIER TRUST CO 5,328 101,000 0.10%
32 HighTower Advisors, LLC 10,258 195,000 0.19%
33 Concert Wealth Management Inc. 10,495 198,000 0.19%
34 Raymond James Financial Services Advisors, Inc. 12,528 239,000 0.23%
35 VSR Financial Services, Inc. 14,171 270,000 0.26%
36 GOLDMAN SACHS GROUP INC 14,733 281,000 0.27%
37 SIT INVESTMENT ASSOCIATES INC 15,000 286,000 0.28%
38 Sigma Planning Corp 15,107 288,000 0.28%
39 JANE STREET GROUP, LLC 17,820 339,000 0.33%
40 First Allied Advisory Services, Inc. 17,785 340,000 0.33%
41 PNC FINANCIAL SERVICES GROUP, INC. 17,890 341,000 0.33%
42 Montecito Bank & Trust 19,380 369,000 0.36%
43 Virtu KCG Holdings LLC 19,791 377,000 0.37%
44 Tower Research Capital LLC (TRC) 20,046 382,000 0.37%
45 Capital Investment Advisors, LLC 21,202 404,000 0.39%
46 Cetera Advisors LLC 22,409 428,000 0.41%
47 OPPENHEIMER & CO INC 25,233 481,000 0.47%
48 IFC Holdings Incorporated/FL 28,362 585,000 0.57%
49 Cambridge Investment Research Advisors, Inc. 32,215 614,000 0.60%
50 AMERICAN INTERNATIONAL GROUP, INC. 35,826 682,485 0.66%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.