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FLAHERTY CRUMRINE PFD SECS
FLAHERTY CRUMRINE PFD SECS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 76 Institutional holders with a total value of $84,850,515.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DEUTSCHE BANK AG\ 117 2,000 0.00%
2 US BANCORP \DE\ 162 3,000 0.00%
3 SIGNATUREFD, LLC 212 4,000 0.00%
4 WASHINGTON TRUST BANK 250 5,000 0.01%
5 Sunbelt Securities, Inc. 300 5,598 0.01%
6 HOWE & RUSLING INC 300 6,000 0.01%
7 Joel Isaacson & Co., LLC 450 8,000 0.01%
8 Avior Wealth Management, LLC 414 8,000 0.01%
9 OLD SECOND NATIONAL BANK OF AURORA 500 9,000 0.01%
10 DUBUQUE BANK & TRUST CO 535 10,000 0.01%
11 Transamerica Financial Advisors, LLC 500 10,000 0.01%
12 Carroll Financial Associates, Inc. 800 15,000 0.02%
13 NEXT Financial Group, Inc 900 16,000 0.02%
14 Stanford Investment Group, Inc. 1,035 19,000 0.02%
15 Hoxton Financial, Inc. 1,000 19,000 0.02%
16 Formidable Asset Management, LLC 1,100 21,000 0.02%
17 BANK OF MONTREAL /CAN/ 1,200 22,000 0.03%
18 CITIGROUP INC 1,230 23,000 0.03%
19 D.A. DAVIDSON & CO. 1,300 24,000 0.03%
20 Advisors Asset Management, Inc. 1,597 30,000 0.04%
21 Tower Research Capital LLC (TRC) 1,741 32,000 0.04%
22 CAPTRUST FINANCIAL ADVISORS 1,770 33,000 0.04%
23 Lenox Wealth Management, Inc. 1,950 36,000 0.04%
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,956 36,000 0.04%
25 North Star Investment Management Corp. 1,994 37,000 0.04%
26 Sandy Spring Bank 2,696 50,000 0.06%
27 MSI Financial Services Inc 3,362 63,000 0.07%
28 Winslow, Evans & Crocker, Inc. 4,406 82,216 0.10%
29 BRUDERMAN ASSET MANAGEMENT, LLC 4,732 88,000 0.10%
30 People's United Financial, Inc. 4,954 92,000 0.11%
31 WOLVERINE ASSET MANAGEMENT LLC 5,052 94,000 0.11%
32 WHITTIER TRUST CO 5,328 99,000 0.12%
33 SYNOVUS FINANCIAL CORP 7,203 134,000 0.16%
34 VSR Financial Services, Inc. 10,000 187,000 0.22%
35 HighTower Advisors, LLC 10,258 191,000 0.23%
36 B. Riley Wealth Advisors, Inc. 10,979 205,000 0.24%
37 Concert Wealth Management Inc. 11,795 219,000 0.26%
38 STEEL GROVE CAPITAL ADVISORS, LLC 12,280 229,000 0.27%
39 GOLDMAN SACHS GROUP INC 13,456 251,000 0.30%
40 WFG Advisors, LP 14,832 277,000 0.33%
41 SIT INVESTMENT ASSOCIATES INC 15,000 280,000 0.33%
42 Sigma Planning Corp 17,652 329,000 0.39%
43 Montecito Bank & Trust 16,800 342,000 0.40%
44 Capital Investment Advisors, LLC 18,697 349,000 0.41%
45 Virtu KCG Holdings LLC 20,082 375,000 0.44%
46 Private Advisor Group, LLC 23,901 446,000 0.53%
47 Cetera Advisors LLC 23,923 449,000 0.53%
48 PNC FINANCIAL SERVICES GROUP, INC. 25,300 473,000 0.56%
49 OPPENHEIMER & CO INC 25,790 481,000 0.57%
50 Investors Capital Advisory Services 26,884 501,000 0.59%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.