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FLAHERTY CRUMRINE PFD SECS
FLAHERTY CRUMRINE PFD SECS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 79 Institutional holders with a total value of $82,705,239.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DEUTSCHE BANK AG\ 117 2,000 0.00%
2 Sandy Spring Bank 200 4,000 0.00%
3 Windsor Capital Management, LLC 300 5,000 0.01%
4 WASHINGTON TRUST BANK 250 5,000 0.01%
5 Sunbelt Securities, Inc. 300 5,625 0.01%
6 HOWE & RUSLING INC 300 6,000 0.01%
7 Joel Isaacson & Co., LLC 450 8,000 0.01%
8 Avior Wealth Management, LLC 414 8,000 0.01%
9 OLD SECOND NATIONAL BANK OF AURORA 500 9,000 0.01%
10 DUBUQUE BANK & TRUST CO 535 10,000 0.01%
11 Transamerica Financial Advisors, LLC 500 10,000 0.01%
12 JFS WEALTH ADVISORS, LLC 800 15,000 0.02%
13 Carroll Financial Associates, Inc. 800 15,000 0.02%
14 NEXT Financial Group, Inc 900 16,000 0.02%
15 Stanford Investment Group, Inc. 1,035 19,000 0.02%
16 Hoxton Financial, Inc. 1,000 19,000 0.02%
17 Formidable Asset Management, LLC 1,100 20,000 0.02%
18 CITIGROUP INC 1,230 23,000 0.03%
19 D.A. DAVIDSON & CO. 1,300 24,000 0.03%
20 Advisory Services Network, LLC 1,344 25,000 0.03%
21 INTEGRATED WEALTH MANAGEMENT 1,400 26,000 0.03%
22 CAPTRUST FINANCIAL ADVISORS 1,770 33,000 0.04%
23 North Star Investment Management Corp. 1,891 35,000 0.04%
24 Lenox Wealth Management, Inc. 1,950 37,000 0.04%
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,118 40,000 0.05%
26 BANK OF MONTREAL /CAN/ 2,519 48,000 0.06%
27 Advisors Asset Management, Inc. 3,060 57,000 0.07%
28 MSI Financial Services Inc 3,690 69,000 0.08%
29 Winslow, Evans & Crocker, Inc. 4,406 82,614 0.10%
30 Creative Planning 4,444 83,000 0.10%
31 People's United Financial, Inc. 4,954 93,000 0.11%
32 WHITTIER TRUST CO 5,328 100,000 0.12%
33 SYNOVUS FINANCIAL CORP 6,373 119,000 0.14%
34 VSR Financial Services, Inc. 10,000 188,000 0.23%
35 New England Private Wealth Advisors LLC 10,000 188,000 0.23%
36 B. Riley Wealth Advisors, Inc. 10,480 197,000 0.24%
37 US BANCORP \DE\ 10,991 206,000 0.25%
38 Concert Wealth Management Inc. 11,045 207,000 0.25%
39 HighTower Advisors, LLC 11,258 211,000 0.26%
40 ENVESTNET ASSET MANAGEMENT INC 12,119 227,000 0.27%
41 Virtu KCG Holdings LLC 12,214 229,000 0.28%
42 WFG Advisors, LP 13,386 251,000 0.30%
43 SIT INVESTMENT ASSOCIATES INC 15,000 281,000 0.34%
44 TIEMANN INVESTMENT ADVISORS, LLC 17,100 321,000 0.39%
45 BRUDERMAN ASSET MANAGEMENT, LLC 17,334 325,000 0.39%
46 Capital Investment Advisors, LLC 18,988 356,000 0.43%
47 Sigma Planning Corp 20,453 384,000 0.46%
48 Cetera Advisors LLC 23,423 441,000 0.53%
49 Private Advisor Group, LLC 23,742 445,000 0.54%
50 OPPENHEIMER & CO INC 24,796 465,000 0.56%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.