Dark
Light
System
Security
FLAHERTY CRUMRINE PFD SECS
FLAHERTY CRUMRINE PFD SECS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 71 Institutional holders with a total value of $108,862,987.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WOLVERINE TRADING LP /BD 53 1,144 0.00%
2 OLD SECOND NATIONAL BANK OF AURORA 150 3,000 0.00%
3 BELLWETHER INVESTMENT GROUP, LLC 255 6,000 0.01%
4 Avior Wealth Management, LLC 414 9,000 0.01%
5 Joel Isaacson & Co., LLC 450 10,000 0.01%
6 PENSERRA CAPITAL MANAGEMENT LLC 468 10,000 0.01%
7 Iowa State Bank 500 11,000 0.01%
8 WASHINGTON TRUST BANK 650 14,000 0.01%
9 Carroll Financial Associates, Inc. 800 17,000 0.02%
10 NEXT Financial Group, Inc 900 19,000 0.02%
11 Stanford Investment Group, Inc. 1,035 22,000 0.02%
12 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,100 24,000 0.02%
13 BANK OF MONTREAL /CAN/ 1,200 26,000 0.02%
14 D.A. DAVIDSON & CO. 1,300 28,000 0.03%
15 Lenox Wealth Management, Inc. 1,950 42,000 0.04%
16 North Star Investment Management Corp. 2,098 45,000 0.04%
17 MSI Financial Services Inc 3,176 69,000 0.06%
18 Advisors Asset Management, Inc. 3,248 70,000 0.06%
19 DEUTSCHE BANK AG\ 3,367 72,000 0.07%
20 Winslow, Evans & Crocker, Inc. 4,406 95,434 0.09%
21 People's United Financial, Inc. 4,954 107,000 0.10%
22 WHITTIER TRUST CO 5,328 115,000 0.11%
23 WEALTHPLAN PARTNERS, LLC 13,414 145,409 0.13%
24 SYNOVUS FINANCIAL CORP 7,037 152,000 0.14%
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 7,281 158,000 0.15%
26 WFG Advisors, LP 9,249 200,000 0.18%
27 VSR Financial Services, Inc. 10,000 217,000 0.20%
28 US BANCORP \DE\ 10,211 221,000 0.20%
29 Advisory Services Network, LLC 10,562 229,000 0.21%
30 Concert Wealth Management Inc. 11,045 238,000 0.22%
31 Creative Planning 11,396 247,000 0.23%
32 Bank of New York Mellon Corp 13,939 302,000 0.28%
33 SIT INVESTMENT ASSOCIATES INC 15,000 325,000 0.30%
34 Cetera Advisors LLC 15,230 330,000 0.30%
35 GENEOS WEALTH MANAGEMENT INC. 16,646 361,000 0.33%
36 IFP ADVISORS, INC 17,179 372,000 0.34%
37 Sigma Planning Corp 17,649 382,000 0.35%
38 BRUDERMAN ASSET MANAGEMENT, LLC 22,676 491,000 0.45%
39 PNC FINANCIAL SERVICES GROUP, INC. 22,690 491,000 0.45%
40 OPPENHEIMER & CO INC 25,563 554,000 0.51%
41 Investors Capital Advisory Services 27,032 585,000 0.54%
42 RAYMOND JAMES & ASSOCIATES 35,446 768,000 0.71%
43 BARD ASSOCIATES INC 36,600 793,000 0.73%
44 Cambridge Investment Research Advisors, Inc. 39,991 866,000 0.80%
45 HighTower Advisors, LLC 43,845 951,000 0.87%
46 BB&T SECURITIES, LLC 49,040 1,062,000 0.98%
47 Family Firm, Inc. 50,040 1,084,000 1.00%
48 Cetera Advisor Networks LLC 53,094 1,147,000 1.05%
49 COHEN & STEERS, INC. 56,081 1,215,000 1.12%
50 GUGGENHEIM CAPITAL LLC 59,517 1,289,000 1.18%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.