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FLEXSHARES TRUST ETF
FLEXSHARES TRUST ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 14 Institutional holders with a total value of $473,337,118.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 7,484,203 449,950,000 95.06%
2 JANE STREET GROUP, LLC 198,329 11,924,000 2.52%
3 MORGAN STANLEY 65,881 3,961,000 0.84%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 53,695 3,228,000 0.68%
5 Commonwealth Equity Services, Inc 30,251 1,819,000 0.38%
6 US FINANCIAL ADVISORS, LLC 16,670 1,002,000 0.21%
7 VSR Financial Services, Inc. 13,993 841,000 0.18%
8 Sigma Planning Corp 3,587 216,000 0.05%
9 AMERICAN INTERNATIONAL GROUP, INC. 2,314 139,118 0.03%
10 UBS Group AG 1,831 110,000 0.02%
11 Tower Research Capital LLC (TRC) 1,450 87,000 0.02%
12 BANK OF AMERICA CORP /DE/ 597 36,000 0.01%
13 ROYAL BANK OF CANADA 394 24,000 0.01%
14 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.