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FLEXSHARES TRUST ETF
FLEXSHARES TRUST ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 16 Institutional holders with a total value of $503,052,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 8,750,541 482,855,000 95.99%
2 Commonwealth Equity Services, Inc 150,024 8,278,000 1.65%
3 MORGAN STANLEY 74,051 4,086,000 0.81%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 67,723 3,737,000 0.74%
5 CITADEL ADVISORS LLC 25,647 1,415,000 0.28%
6 VSR Financial Services, Inc. 20,998 1,159,000 0.23%
7 BANK OF AMERICA CORP /DE/ 7,422 410,000 0.08%
8 OLD MISSION CAPITAL LLC 7,076 390,000 0.08%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,154 229,000 0.05%
10 ENVESTNET ASSET MANAGEMENT INC 2,974 164,000 0.03%
11 AMERICAN INTERNATIONAL GROUP, INC. 2,893 160,000 0.03%
12 UBS Group AG 2,561 141,000 0.03%
13 Tower Research Capital LLC (TRC) 400 22,000 0.00%
14 MSI Financial Services Inc 100 6,000 0.00%
15 Parallax Volatility Advisers, L.P. 1 0 0.00%
16 ROYAL BANK OF CANADA 3 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.