Dark
Light
System
Security
FLEXSHARES TRUST ETF
FLEXSHARES TRUST ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 19 Institutional holders with a total value of $529,393,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 9,235,984 498,651,000 94.19%
2 JANE STREET GROUP, LLC 184,362 9,954,000 1.88%
3 Commonwealth Equity Services, Inc 159,571 8,615,000 1.63%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 57,009 3,090,000 0.58%
5 MORGAN STANLEY 50,969 2,752,000 0.52%
6 Efficient Advisors, LLC 37,344 2,016,000 0.38%
7 VSR Financial Services, Inc. 22,118 1,194,000 0.23%
8 BANK OF AMERICA CORP /DE/ 18,479 998,000 0.19%
9 Virtu KCG Holdings LLC 9,358 505,000 0.10%
10 LINCOLN NATIONAL CORP 6,662 360,000 0.07%
11 CITADEL ADVISORS LLC 6,334 343,000 0.06%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,443 240,000 0.05%
13 OLD MISSION CAPITAL LLC 3,883 210,000 0.04%
14 ENVESTNET ASSET MANAGEMENT INC 3,263 176,000 0.03%
15 AMERICAN INTERNATIONAL GROUP, INC. 2,893 156,000 0.03%
16 UBS Group AG 2,216 120,000 0.02%
17 MSI Financial Services Inc 145 8,000 0.00%
18 Tower Research Capital LLC (TRC) 94 5,000 0.00%
19 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.