Dark
Light
System
Security
FLEXSHARES TRUST ETF
FLEXSHARES TRUST ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 19 Institutional holders with a total value of $623,433,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 8,896,124 501,830,000 80.49%
2 Efficient Advisors, LLC 778,527 43,917,000 7.04%
3 MORGAN STANLEY 771,904 43,543,000 6.98%
4 Commonwealth Equity Services, Inc 299,614 16,901,000 2.71%
5 C-J ADVISORY, INC. 206,049 11,623,000 1.86%
6 ADVISOR GROUP, INC. 33,472 1,888,000 0.30%
7 ROYAL BANK OF CANADA 17,543 990,000 0.16%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,174 743,000 0.12%
9 FIRST CAPITAL ADVISORS GROUP, LLC. 9,040 510,000 0.08%
10 LINCOLN NATIONAL CORP 7,943 448,000 0.07%
11 PNC FINANCIAL SERVICES GROUP, INC. 6,400 362,000 0.06%
12 ALLIANCEBERNSTEIN L.P. 5,485 309,000 0.05%
13 RAYMOND JAMES & ASSOCIATES 3,750 212,000 0.03%
14 US BANCORP \DE\ 1,611 91,000 0.01%
15 BANK OF AMERICA CORP /DE/ 422 24,000 0.00%
16 ZIONS BANCORPORATION 410 23,000 0.00%
17 MSI Financial Services Inc 206 12,000 0.00%
18 UBS Group AG 121 7,000 0.00%
19 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.