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FLEXSHARES TRUST ETF
FLEXSHARES TRUST ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 20 Institutional holders with a total value of $608,054,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 8,649,815 486,898,000 80.07%
2 MORGAN STANLEY 750,489 42,245,000 6.95%
3 Efficient Advisors, LLC 660,219 37,164,000 6.11%
4 Commonwealth Equity Services, Inc 260,605 14,669,000 2.41%
5 C-J ADVISORY, INC. 202,095 11,376,000 1.87%
6 JANE STREET GROUP, LLC 124,296 6,997,000 1.15%
7 CITADEL ADVISORS LLC 81,551 4,591,000 0.76%
8 ROYAL BANK OF CANADA 17,429 981,000 0.16%
9 OLD MISSION CAPITAL LLC 17,059 960,000 0.16%
10 CREDIT SUISSE AG/ 10,475 590,000 0.10%
11 LINCOLN NATIONAL CORP 7,912 445,000 0.07%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,583 314,000 0.05%
13 ENVESTNET ASSET MANAGEMENT INC 5,393 304,000 0.05%
14 US BANCORP \DE\ 3,398 191,000 0.03%
15 ADVISOR GROUP, INC. 3,298 186,000 0.03%
16 WELLS FARGO & COMPANY/MN 2,013 113,000 0.02%
17 MSI Financial Services Inc 205 12,000 0.00%
18 BANK OF AMERICA CORP /DE/ 200 11,000 0.00%
19 UBS Group AG 121 7,000 0.00%
20 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.