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ROCKWELL AUTOMATION INC
ROCKWELL AUTOMATION INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 606 Institutional holders with a total value of $13,007,864,285.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Beacon Capital Management, Inc. 1 0 0.00%
2 Tarbox Family Office, Inc. 6 0 0.00%
3 Archford Capital Strategies, LLC 7 872 0.00%
4 Cornerstone Advisors, Inc. 14 2,000 0.00%
5 QCI ASSET MANAGEMENT INC/NY 13 2,000 0.00%
6 West Oak Capital, LLC 18 2,242 0.00%
7 WOLVERINE ASSET MANAGEMENT LLC 6 3,000 0.00% Call
8 MassMutual Private Wealth & Trust, FSB 30 3,737 0.00%
9 D'Orazio & Associates, Inc. 36 4,000 0.00%
10 Johnson Financial Group, Inc. 42 5,000 0.00%
11 Evercore Wealth Management, LLC 37 5,000 0.00%
12 DELTA ASSET MANAGEMENT LLC/TN 50 6,000 0.00%
13 PEOPLES FINANCIAL SERVICES CORP. 50 6,000 0.00%
14 American Research & Management Co. 50 6,000 0.00%
15 TCI Wealth Advisors, Inc. 59 7,000 0.00%
16 NEW ENGLAND SECURITIES CORP /MA/ 69 9,000 0.00%
17 Gemmer Asset Management LLC 76 9,000 0.00%
18 Transamerica Financial Advisors, LLC 75 10,000 0.00%
19 HOWE & RUSLING INC 93 12,000 0.00%
20 SECURITY NATIONAL TRUST CO 108 13,000 0.00%
21 FIRST FINANCIAL CORP /IN/ 108 13,000 0.00%
22 FORT PITT CAPITAL GROUP INC 128 15,895 0.00%
23 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 156 19,000 0.00%
24 Oakworth Capital, Inc. 195 24,000 0.00%
25 PIERSHALE FINANCIAL GROUP, INC. 200 25,000 0.00%
26 PineBridge Investments, L.P. 201 25,000 0.00%
27 Atlantic Union Bankshares Corp 250 27,000 0.00%
28 NuWave Investment Management, LLC 217 27,000 0.00%
29 WEALTHFRONT CORP 231 29,000 0.00%
30 Mizuho Asset Management Co.,Ltd. 234 29,000 0.00%
31 WHITTIER TRUST CO OF NEVADA INC 243 30,000 0.00%
32 Stifel Trust Company, N.A. 250 32,000 0.00%
33 UBS AG 300 37,000 0.00% Put
34 ENTERPRISE FINANCIAL SERVICES CORP 327 41,000 0.00%
35 BENJAMIN F. EDWARDS & COMPANY, INC. 340 42,000 0.00%
36 CT Financial Advisors LLC 400 46,396 0.00%
37 REILLY FINANCIAL ADVISORS, LLC 381 47,000 0.00%
38 Shamrock Asset Management LLC 408 51,000 0.00%
39 KINGS POINT CAPITAL MANAGEMENT 426 53,000 0.00%
40 WESTPORT RESOURCES MANAGEMENT INC 434 54,000 0.00%
41 BLACKHILL CAPITAL INC 440 55,000 0.00%
42 Fusion Investment Group, LLC 472 58,000 0.00%
43 ENVESTNET ASSET MANAGEMENT INC 488 61,000 0.00%
44 ORRSTOWN FINANCIAL SERVICES INC 502 63,000 0.00%
45 Pinnacle Summer Investments, Inc. 546 65,000 0.00%
46 Smith Affiliated Capital Corp. 532 66,261 0.00% PRN
47 Carroll Financial Associates, Inc. 554 69,000 0.00%
48 ADVISORY RESEARCH INC 560 70,000 0.00%
49 Shinko Asset Management Co., Ltd. 600 75,000 0.00%
50 Hudock, Inc. 600 75,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.