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ROCKWELL AUTOMATION INC
ROCKWELL AUTOMATION INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 606 Institutional holders with a total value of $13,007,864,285.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 VIRGINIA RETIREMENT SYSTEMS ET Al 2,812 350,000 0.00%
152 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,834 353,000 0.00%
153 WHITTIER TRUST CO 2,859 356,000 0.00%
154 Cambridge Investment Research Advisors, Inc. 2,895 361,000 0.00%
155 WASHINGTON TRUST Co 2,968 370,000 0.00%
156 STRS OHIO 2,981 371,000 0.00%
157 Walleye Trading LLC 3,000 372,000 0.00% Call
158 MONETA GROUP INVESTMENT ADVISORS LLC 3,000 374,000 0.00%
159 RBF Capital, LLC 3,000 374,000 0.00%
160 MARIETTA INVESTMENT PARTNERS LLC 3,026 377,000 0.00%
161 1ST SOURCE BANK 3,050 379,000 0.00%
162 Virtu KCG Holdings LLC 3,114 388,000 0.00%
163 WILMINGTON TRUST CO 3,193 398,000 0.00%
164 CLEARARC CAPITAL INC 3,224 402,000 0.00%
165 PEAK6 Group LLC 3,300 411,000 0.00% Put
166 ACUITY INVESTMENT MANAGEMENT INC 3,300 411,000 0.00%
167 Carnegie Investment Counsel 3,326 414,000 0.00%
168 CYPRESS ASSET MANAGEMENT INC/TX 3,325 414,000 0.00%
169 Winslow, Evans & Crocker, Inc. 3,330 414,752 0.00%
170 PartnerRe Asset Management CORP 3,354 418,000 0.00%
171 Fiduciary Trust Co International of Pennsylvania 3,380 421,000 0.00%
172 MUFG Americas Holdings Corp 3,395 423,000 0.00%
173 MACQUARIE GROUP LTD 3,400 423,000 0.00%
174 S&T BANK/PA 3,458 431,000 0.00%
175 CHEMICAL BANK 3,525 439,000 0.00%
176 AMALGAMATED BANK 3,564 444,000 0.00%
177 Dai-ichi Life Holdings, Inc. 3,604 449,000 0.00%
178 Verition Fund Management LLC 3,617 450,000 0.00%
179 LOS ANGELES CAPITAL MANAGEMENT LLC 3,640 453,000 0.00%
180 Veritable, L.P. 3,651 455,000 0.00%
181 OFI Advisors LLC 3,680 458,000 0.00%
182 Compagnie Lombard Odier SCmA 3,690 460,000 0.00%
183 J.P. Morgan Private Wealth Advisors LLC 3,706 461,000 0.00%
184 GW&K Investment Management, LLC 3,738 466,000 0.00%
185 BRINKER CAPITAL INC 3,771 469,000 0.00%
186 Princeton Alpha Management LP 3,790 472,000 0.00%
187 PROFUND ADVISORS LLC 3,794 473,000 0.00%
188 Walleye Trading LLC 3,800 474,000 0.00% Put
189 Wilmington Trust Investment Management, LLC 3,890 484,000 0.00%
190 BOSTON PRIVATE BANK & TRUST CO 3,904 486,000 0.00%
191 Wilson, Kemp & Associates, Inc. 3,950 492,000 0.00%
192 Janney Capital Management LLC 3,984 496,000 0.00% SH
193 DEARBORN PARTNERS LLC 4,063 506,000 0.00%
194 WALL STREET ASSOCIATES 4,105 511,000 0.00%
195 ASSOCIATED BANC-CORP 4,152 517,000 0.00%
196 Paloma Partners Management Co 4,221 526,000 0.00%
197 CLIFFORD SWAN INVESTMENT COUNSEL LLC 4,255 530,000 0.00%
198 DELTA LLOYD NV 4,396 548,000 0.00%
199 MACKENZIE FINANCIAL CORP 4,400 548,000 0.00%
200 HL FINANCIAL SERVICES LLC 4,465 556,000 0.00%
Page 4 of 13

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.