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ROCKWELL AUTOMATION INC
ROCKWELL AUTOMATION INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 606 Institutional holders with a total value of $13,007,864,285.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 RIVERHEAD CAPITAL MANAGEMENT LLC 82,965 10,335,000 0.08%
152 CHICAGO EQUITY PARTNERS LLC 82,840 10,317,000 0.08%
153 GATEWAY INVESTMENT ADVISERS LLC 82,067 10,221,000 0.08%
154 Korea Investment CORP 81,500 10,151,000 0.08%
155 JANUS HENDERSON INVESTORS US LLC 81,000 10,089,000 0.08%
156 LMCG INVESTMENTS, LLC 79,261 9,872,000 0.08%
157 TRILLIUM ASSET MANAGEMENT, LLC 78,902 9,827,000 0.08%
158 GODSEY & GIBB, INC 78,147 9,734,000 0.07%
159 SG Americas Securities, LLC 77,717 9,680,000 0.07%
160 SUSQUEHANNA INTERNATIONAL GROUP, LLP 75,522 9,406,000 0.07%
161 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 75,367 9,387,000 0.07%
162 Andra AP-fonden 75,200 9,366,000 0.07%
163 BHF Kleinwort Benson Group S.A. 102,125 9,224,000 0.07%
164 Spot Trading L.L.C 72,700 9,055,000 0.07% Call
165 AMERICAN INTERNATIONAL GROUP, INC. 71,563 8,913,172 0.07%
166 CADENCE CAPITAL MANAGEMENT LLC 71,085 8,854,000 0.07%
167 CANADA LIFE ASSURANCE Co 71,152 8,818,000 0.07%
168 FIRST TRUST ADVISORS LP 65,864 8,203,000 0.06%
169 LEVIN CAPITAL STRATEGIES, L.P. 65,800 8,195,000 0.06%
170 Employees Retirement System of Texas 62,800 7,822,000 0.06%
171 TEXAS PERMANENT SCHOOL FUND CORP 60,903 7,585,000 0.06%
172 BANQUE PICTET & CIE SA 60,077 7,483,000 0.06%
173 SUSQUEHANNA INTERNATIONAL GROUP, LLP 59,900 7,461,000 0.06% Call
174 TD ASSET MANAGEMENT INC 59,775 7,445,000 0.06%
175 COMERICA BANK 59,134 7,365,000 0.06%
176 AVIVA PLC 57,735 7,191,000 0.06%
177 STATE OF MICHIGAN RETIREMENT SYSTEM 56,690 7,061,000 0.05%
178 DUPONT CAPITAL MANAGEMENT CORP 56,640 7,055,000 0.05%
179 Wilmington Funds Management Corp 56,170 6,996,000 0.05%
180 Aperio Group, LLC 54,323 6,766,000 0.05%
181 DENVER INVESTMENT ADVISORS LLC 51,645 6,433,000 0.05%
182 PUBLIC SECTOR PENSION INVESTMENT BOARD 50,825 6,330,000 0.05%
183 SEI TRUST CO 50,802 6,327,000 0.05%
184 Ledyard National Bank 50,702 6,315,000 0.05%
185 WESTPAC BANKING CORP 50,543 6,295,131 0.05%
186 ROYAL BANK OF CANADA 50,100 6,240,000 0.05% Put
187 BANK OF MONTREAL /CAN/ 49,657 6,184,000 0.05%
188 Baltimore-Washington Financial Advisors, Inc. 49,615 6,180,000 0.05%
189 CONGRESS ASSET MANAGEMENT CO 45,632 5,683,000 0.04%
190 TD Securities (USA) LLC 45,542 5,672,000 0.04%
191 DIXON HUBARD FEINOUR & BROWN INC/VA 45,154 5,624,000 0.04%
192 NEW VERNON INVESTMENT MANAGEMENT LLC 43,680 5,440,000 0.04%
193 CURIAN CAPITAL LLC 43,396 5,405,000 0.04%
194 COMMONWEALTH BANK OF AUSTRALIA 43,341 5,398,000 0.04%
195 D. E. Shaw & Co., Inc. 41,900 5,219,000 0.04% Put
196 CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 41,630 5,185,000 0.04%
197 THOMPSON INVESTMENT MANAGEMENT, INC. 41,551 5,175,000 0.04%
198 Mitsubishi UFJ Asset Management Co., Ltd. 41,507 5,170,000 0.04%
199 1919 Investment Counsel, LLC 40,590 5,056,000 0.04%
200 FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 40,141 5,000,000 0.04%
Page 4 of 13

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.