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ROCKWELL AUTOMATION INC
ROCKWELL AUTOMATION INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 606 Institutional holders with a total value of $13,007,864,285.
#
Manager Name
Shares
Value ($)
%
Options
Notes
201 QUANTUM CAPITAL MANAGEMENT 39,474 4,916,000 0.04%
202 MASON STREET ADVISORS, LLC 38,915 4,847,000 0.04%
203 FEDERATED HERMES, INC. 38,882 4,843,000 0.04%
204 Arizona State Retirement System 38,700 4,820,000 0.04%
205 Nippon Life Global Investors Americas, Inc. 38,610 4,809,000 0.04%
206 HUNTINGTON NATIONAL BANK 38,591 4,807,000 0.04%
207 HERNDON CAPITAL MANAGEMENT LLC 38,537 4,799,783 0.04%
208 Gulf International Bank (UK) Ltd 38,472 4,792,000 0.04%
209 ELEFANTE MICHAEL B 38,445 4,788,000 0.04%
210 HARTFORD INVESTMENT MANAGEMENT CO 37,971 4,729,000 0.04%
211 Lloyds Banking Group plc 37,435 4,662,000 0.04%
212 COMMERZBANK AKTIENGESELLSCHAFT /FI 37,056 4,615,000 0.04%
213 NORDEA INVESTMENT MANAGEMENT AB 36,528 4,550,000 0.03%
214 EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 36,346 4,527,000 0.03%
215 Hemenway Trust Co LLC 36,317 4,523,000 0.03%
216 IBM Retirement Fund 35,968 4,473,000 0.03%
217 Apex Capital Management 35,750 4,453,000 0.03%
218 Advisors Asset Management, Inc. 33,300 4,148,000 0.03%
219 CITIGROUP INC 33,259 4,142,000 0.03%
220 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 33,046 4,116,000 0.03%
221 MERITAGE PORTFOLIO MANAGEMENT 32,787 4,084,000 0.03%
222 Financial Sense Advisors, Inc. 32,724 4,075,000 0.03%
223 SYNOVUS FINANCIAL CORP 32,108 3,990,000 0.03%
224 ROYAL LONDON ASSET MANAGEMENT LTD 32,492 3,945,000 0.03%
225 SOMERVILLE KURT F 31,604 3,936,000 0.03%
226 CENTRAL TRUST Co 31,562 3,931,000 0.03%
227 Anchor Bolt Capital, LP 31,543 3,929,000 0.03%
228 BRIDGEWAY CAPITAL MANAGEMENT, LLC 30,900 3,849,000 0.03%
229 KEYBANK NATIONAL ASSOCIATION/OH 30,840 3,841,000 0.03%
230 HighTower Advisors, LLC 30,196 3,728,000 0.03%
231 TOCQUEVILLE ASSET MANAGEMENT L.P. 29,900 3,724,000 0.03%
232 AlphaMark Advisors, LLC 29,609 3,688,000 0.03% SH
233 Broderick Brian C 29,099 3,624,000 0.03%
234 ProShare Advisors LLC 28,702 3,575,000 0.03%
235 NOMURA HOLDINGS INC 28,656 3,559,000 0.03%
236 NISA INVESTMENT ADVISORS, LLC 28,443 3,543,000 0.03%
237 FRED ALGER MANAGEMENT, LLC 28,107 3,501,000 0.03%
238 CREDIT SUISSE AG/ 28,100 3,500,000 0.03% Call
239 FIRST MERCANTILE TRUST CO 27,598 3,437,000 0.03%
240 Crossvault Capital Management LLC 26,930 3,354,000 0.03%
241 Sterling Capital Management LLC 26,599 3,313,000 0.03%
242 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 26,589 3,312,000 0.03%
243 Douglass Winthrop Advisors, LLC 26,496 3,300,000 0.03%
244 JENNISON ASSOCIATES LLC 25,892 3,225,000 0.02%
245 OREGON PUBLIC EMPLOYEES RETIREMENT FUND 25,756 3,208,000 0.02%
246 M. Kraus & Co 25,705 3,202,000 0.02%
247 MASTRAPASQUA ASSET MANAGEMENT INC 25,574 3,185,000 0.02%
248 Utah Retirement Systems 25,086 3,124,000 0.02%
249 RAYMOND JAMES & ASSOCIATES 24,767 3,085,000 0.02%
250 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 24,509 3,053,000 0.02%
Page 5 of 13

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.