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ROCKWELL AUTOMATION INC
ROCKWELL AUTOMATION INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 649 Institutional holders with a total value of $11,341,900,494.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tarbox Family Office, Inc. 4 0 0.00%
2 MEEDER ASSET MANAGEMENT INC 1 0 0.00%
3 SUTTON WEALTH ADVISORS INC. 6 689 0.00%
4 INTEGRATED WEALTH MANAGEMENT 8 1,000 0.00%
5 AllSquare Wealth Management LLC 12 1,000 0.00%
6 MYCIO WEALTH PARTNERS, LLC 13 1,000 0.00%
7 HERNDON CAPITAL MANAGEMENT LLC 12 1,000 0.00%
8 CUTLER GROUP LLC / CA 1,500 1,000 0.00% Put
9 QCI ASSET MANAGEMENT INC/NY 13 1,000 0.00%
10 Credential Securities Inc. 9 1,033 0.00%
11 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 22 2,000 0.00%
12 West Oak Capital, LLC 18 2,067 0.00%
13 Cornerstone Advisors, Inc. 22 3,000 0.00%
14 First Horizon Advisors, Inc. 29 3,000 0.00%
15 Alexandria Capital, LLC 23 3,000 0.00%
16 American Research & Management Co. 25 3,000 0.00%
17 Parkside Financial Bank & Trust 24 3,000 0.00%
18 Evercore Wealth Management, LLC 37 4,000 0.00%
19 QUADRANT CAPITAL GROUP LLC 57 4,000 0.00%
20 VALLEY NATIONAL ADVISERS INC 31 4,000 0.00%
21 Capital Advisors, Ltd. LLC 34 4,000 0.00%
22 MOSAIC FAMILY WEALTH, LLC 37 5,000 0.00%
23 Patten Group, Inc. 47 5,396 0.00%
24 MV CAPITAL MANAGEMENT, INC. 50 6,000 0.00%
25 CRIBSTONE CAPITAL MANAGEMENT, LLC 49 6,000 0.00%
26 ADVANTAGE INVESTMENT MANAGEMENT, LLC 54 6,000 0.00%
27 DELTA ASSET MANAGEMENT LLC/TN 50 6,000 0.00%
28 Nelson Capital Management, LLC 50 6,000 0.00%
29 PEOPLES FINANCIAL SERVICES CORP. 50 6,000 0.00%
30 First Personal Financial Services 48 6,000 0.00%
31 ENTERPRISE FINANCIAL SERVICES CORP 60 7,000 0.00%
32 ROPES WEALTH ADVISORS LLC 60 7,000 0.00%
33 THOMPSON DAVIS & CO., INC. 70 8,000 0.00%
34 CUTLER GROUP LLC / CA 4,700 8,000 0.00% Call
35 HOWE & RUSLING INC 72 8,000 0.00%
36 PRELUDE CAPITAL MANAGEMENT, LLC 74 8,000 0.00%
37 Gemmer Asset Management LLC 76 9,000 0.00%
38 SARGENT BICKHAM LAGUDIS LLC 250 11,000 0.00%
39 JFS WEALTH ADVISORS, LLC 100 11,000 0.00%
40 TRUST CO 105 12,000 0.00%
41 ZIONS BANCORPORATION 104 12,000 0.00%
42 WOLVERINE TRADING LP /BD 125 13,953 0.00%
43 WHITTIER TRUST CO OF NEVADA INC 133 15,000 0.00%
44 Camarda Financial Advisors, LLC 129 15,000 0.00%
45 BELLWETHER INVESTMENT GROUP, LLC 148 17,000 0.00%
46 BRUDERMAN ASSET MANAGEMENT, LLC 150 17,000 0.00%
47 SECURITY NATIONAL TRUST CO 150 17,000 0.00%
48 INTEGRATED INVESTMENT CONSULTANTS, LLC 150 17,000 0.00%
49 Stanford Investment Group, Inc. 172 20,000 0.00%
50 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 191 21,000 0.00%
Page 1 of 13

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.