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GABELLI HLTHCARE WELLNESS
GABELLI HLTHCARE WELLNESS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 47 Institutional holders with a total value of $48,018,002.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 M&R CAPITAL MANAGEMENT INC 46 0 0.00%
2 WEALTHPLAN PARTNERS, LLC 45 469 0.00%
3 US BANCORP \DE\ 112 1,000 0.00%
4 Allworth Financial LP 84 1,000 0.00% PRN
5 JPMORGAN CHASE & CO 225 2,000 0.00%
6 CITY HOLDING CO 151 2,000 0.00%
7 Tower Research Capital LLC (TRC) 150 2,000 0.00%
8 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 228 2,000 0.00%
9 ISTHMUS PARTNERS, LLC 260 3,000 0.01%
10 GENEOS WEALTH MANAGEMENT INC. 485 5,000 0.01%
11 CITIGROUP INC 780 8,000 0.02%
12 Advisory Services Network, LLC 1,200 12,000 0.02%
13 ADVISOR GROUP, INC. 1,600 17,000 0.04%
14 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 1,770 18,000 0.04%
15 NEXT Financial Group, Inc 2,146 22,000 0.05%
16 BRUDERMAN ASSET MANAGEMENT, LLC 3,000 31,000 0.06%
17 KELMAN-LAZAROV, INC. 3,122 32,533 0.07%
18 Creative Planning 3,177 33,000 0.07%
19 UBS Group AG 3,439 36,000 0.07%
20 D.A. DAVIDSON & CO. 4,700 48,000 0.10%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,656 48,000 0.10%
22 IFP ADVISORS, INC 5,023 52,000 0.11%
23 SIGNATUREFD, LLC 5,282 55,000 0.11%
24 JNBA Financial Advisors 5,282 55,000 0.11%
25 Commonwealth Equity Services, Inc 14,731 153,000 0.32%
26 PNC FINANCIAL SERVICES GROUP, INC. 15,706 163,000 0.34%
27 AQR ARBITRAGE LLC 18,462 192,000 0.40%
28 BANK OF AMERICA CORP /DE/ 19,707 205,000 0.43%
29 SHEPHERD KAPLAN KROCHUK, LLC 20,540 214,000 0.45%
30 AmeriServ Wealth Advisors 31,205 325,000 0.68%
31 LPL Financial LLC 34,296 357,000 0.74%
32 ANCORA PRIVATE WEALTH ADVISORS, LLC 42,395 441,000 0.92%
33 GUGGENHEIM CAPITAL LLC 53,311 555,000 1.16%
34 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 57,445 599,000 1.25%
35 CSS LLC/IL 70,955 739,000 1.54%
36 Invesco Ltd. 75,803 789,000 1.64%
37 USCA RIA LLC 88,763 924,000 1.92%
38 MSI Financial Services Inc 97,259 1,013,000 2.11%
39 GAMCO INVESTORS, INC. ET AL 224,887 2,341,000 4.88%
40 COHEN & STEERS, INC. 230,003 2,397,000 4.99%
41 Thomas J. Herzfeld Advisors, Inc. 243,149 2,531,000 5.27%
42 ROYAL BANK OF CANADA 249,696 2,599,000 5.41%
43 RAYMOND JAMES & ASSOCIATES 404,232 4,208,000 8.76%
44 WELLS FARGO & COMPANY/MN 441,040 4,592,000 9.56%
45 MORGAN STANLEY 565,263 5,885,000 12.26%
46 First Allied Advisory Services, Inc. 585,907 6,099,000 12.70%
47 Karpus Management, Inc. 980,850 10,211,000 21.26%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.