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GABELLI UTIL TR
GABELLI UTIL TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 36 Institutional holders with a total value of $14,071,201.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 425,249 2,883,000 20.49%
2 Yakira Capital Management, Inc. 357,580 2,424,000 17.23%
3 SIT INVESTMENT ASSOCIATES INC 319,583 2,167,000 15.40%
4 GAMCO INVESTORS, INC. ET AL 286,718 1,944,000 13.82%
5 LPL Financial LLC 170,982 1,159,000 8.24%
6 GUGGENHEIM CAPITAL LLC 157,048 1,065,000 7.57%
7 ROYAL BANK OF CANADA 110,615 750,000 5.33%
8 Commonwealth Equity Services, Inc 41,841 284,000 2.02%
9 CSS LLC/IL 40,667 276,000 1.96%
10 UBS AG 31,290 212,000 1.51%
11 AmeriServ Wealth Advisors 27,211 184,000 1.31%
12 BANK OF AMERICA CORP /DE/ 26,067 177,000 1.26%
13 PNC FINANCIAL SERVICES GROUP, INC. 17,056 116,000 0.82%
14 Yellowstone Partners, LLC 11,000 75,000 0.53%
15 B. Riley Wealth Advisors, Inc. 10,578 72,000 0.51%
16 WFG Advisors, LP 6,092 41,000 0.29%
17 WELLS FARGO & COMPANY/MN 5,811 39,000 0.28%
18 Winslow, Evans & Crocker, Inc. 4,480 30,374 0.22%
19 MSI Financial Services Inc 3,670 25,000 0.18%
20 Regal Investment Advisors LLC 3,400 23,000 0.16%
21 FIFTH THIRD BANCORP 3,050 21,000 0.15%
22 Antonetti Capital Management LLC 2,343 16,000 0.11%
23 PEOPLES FINANCIAL SERVICES CORP. 2,000 14,000 0.10%
24 Creative Planning 1,845 13,000 0.09%
25 D.A. DAVIDSON & CO. 1,700 11,000 0.08%
26 Tower Research Capital LLC (TRC) 1,289 9,000 0.06%
27 US BANCORP \DE\ 1,142 8,000 0.06%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,140 8,000 0.06%
29 AMERICAN INTERNATIONAL GROUP, INC. 1,007 6,827 0.05%
30 D'Orazio & Associates, Inc. 819 6,000 0.04%
31 DEUTSCHE BANK AG\ 866 5,000 0.04%
32 BESSEMER GROUP INC 320 2,000 0.01%
33 CITIGROUP INC 247 2,000 0.01%
34 Waverly Advisors, LLC 300 2,000 0.01%
35 NEW ENGLAND SECURITIES CORP /MA/ 112 1,000 0.01%
36 TD Capital Management LLC 27 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.