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GABELLI UTIL TR
GABELLI UTIL TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 34 Institutional holders with a total value of $13,115,395.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 632,699 4,536,000 34.59%
2 MORGAN STANLEY 486,559 3,464,000 26.41%
3 GAMCO INVESTORS, INC. ET AL 284,198 2,023,000 15.42%
4 ROYAL BANK OF CANADA 119,494 851,000 6.49%
5 Private Advisor Group, LLC 65,661 468,000 3.57%
6 Commonwealth Equity Services, Inc 55,333 394,000 3.00%
7 GUGGENHEIM CAPITAL LLC 39,671 282,000 2.15%
8 AmeriServ Wealth Advisors 27,211 194,000 1.48%
9 UBS Group AG 27,008 192,000 1.46%
10 IFC Holdings Incorporated/FL 22,370 160,000 1.22%
11 PNC FINANCIAL SERVICES GROUP, INC. 17,056 122,000 0.93%
12 B. Riley Wealth Advisors, Inc. 11,146 79,000 0.60%
13 WELLS FARGO & COMPANY/MN 5,808 41,000 0.31%
14 BANK OF AMERICA CORP /DE/ 5,057 36,000 0.27%
15 Creative Planning 4,172 30,000 0.23%
16 WFG Advisors, LP 4,039 29,000 0.22%
17 Winslow, Evans & Crocker, Inc. 3,790 26,986 0.21%
18 Regal Investment Advisors LLC 3,400 24,000 0.18%
19 MSI Financial Services Inc 3,170 23,000 0.18%
20 AMERICAN INTERNATIONAL GROUP, INC. 3,007 21,409 0.16%
21 FIFTH THIRD BANCORP 3,000 21,000 0.16%
22 NEXT Financial Group, Inc 2,810 20,000 0.15%
23 Carroll Financial Associates, Inc. 2,700 19,000 0.14%
24 PEOPLES FINANCIAL SERVICES CORP. 2,000 14,000 0.11%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,787 13,000 0.10%
26 D'Orazio & Associates, Inc. 819 6,000 0.05%
27 DEUTSCHE BANK AG\ 866 6,000 0.05%
28 HOWE & RUSLING INC 818 6,000 0.05% PRN
29 US BANCORP \DE\ 789 5,000 0.04%
30 D.A. DAVIDSON & CO. 600 4,000 0.03%
31 CITIGROUP INC 247 2,000 0.02%
32 Waverly Advisors, LLC 300 2,000 0.02%
33 Gradient Investments LLC 106 1,000 0.01%
34 TD Capital Management LLC 29 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.