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GABELLI UTIL TR
GABELLI UTIL TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 38 Institutional holders with a total value of $12,097,834.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 706,517 4,380,000 36.20%
2 MORGAN STANLEY 477,221 2,873,000 23.75%
3 GAMCO INVESTORS, INC. ET AL 284,198 1,711,000 14.14%
4 ROYAL BANK OF CANADA 116,356 700,000 5.79%
5 Commonwealth Equity Services, Inc 66,701 402,000 3.32%
6 Virtu KCG Holdings LLC 52,223 314,000 2.60%
7 BANK OF AMERICA CORP /DE/ 38,907 234,000 1.93%
8 UBS Group AG 29,363 177,000 1.46%
9 TFS CAPITAL LLC 27,263 164,000 1.36%
10 AmeriServ Wealth Advisors 27,211 164,000 1.36%
11 IFC Holdings Incorporated/FL 22,370 138,000 1.14%
12 Janney Montgomery Scott LLC 19,523 117,528 0.97%
13 WELLS FARGO & COMPANY/MN 18,379 110,000 0.91%
14 PNC FINANCIAL SERVICES GROUP, INC. 17,056 102,000 0.84%
15 Private Advisor Group, LLC 13,112 79,000 0.65%
16 GUGGENHEIM CAPITAL LLC 12,788 77,000 0.64%
17 Cambridge Investment Research Advisors, Inc. 11,003 66,000 0.55%
18 B. Riley Wealth Advisors, Inc. 10,259 62,000 0.51%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,025 49,000 0.41%
20 WFG Advisors, LP 4,131 25,000 0.21%
21 Regal Investment Advisors LLC 3,400 20,000 0.17%
22 Winslow, Evans & Crocker, Inc. 3,190 19,204 0.16%
23 AMERICAN INTERNATIONAL GROUP, INC. 3,007 18,102 0.15%
24 FIFTH THIRD BANCORP 3,000 18,000 0.15%
25 Carroll Financial Associates, Inc. 2,700 16,000 0.13%
26 NEXT Financial Group, Inc 2,810 16,000 0.13%
27 MSI Financial Services Inc 1,670 10,000 0.08%
28 Tower Research Capital LLC (TRC) 1,435 9,000 0.07%
29 Brookstone Capital Management 1,000 6,000 0.05%
30 DEUTSCHE BANK AG\ 866 5,000 0.04%
31 US BANCORP \DE\ 789 5,000 0.04%
32 D'Orazio & Associates, Inc. 820 5,000 0.04%
33 Waverly Advisors, LLC 300 2,000 0.02%
34 BlackRock Investment Management, LLC 267 2,000 0.02%
35 ARROW FINANCIAL CORP 103 1,000 0.01%
36 CITIGROUP INC 247 1,000 0.01%
37 TD Capital Management LLC 29 0 0.00%
38 Hedeker Wealth, LLC 84 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.