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GABELLI UTIL TR
GABELLI UTIL TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 38 Institutional holders with a total value of $14,227,411.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 692,967 5,073,000 35.66%
2 MORGAN STANLEY 483,781 3,541,000 24.89%
3 GAMCO INVESTORS, INC. ET AL 284,198 2,080,000 14.62%
4 ROYAL BANK OF CANADA 119,038 871,000 6.12%
5 Private Advisor Group, LLC 59,123 433,000 3.04%
6 Commonwealth Equity Services, Inc 51,872 380,000 2.67%
7 GUGGENHEIM CAPITAL LLC 45,256 331,000 2.33%
8 Virtu KCG Holdings LLC 33,956 249,000 1.75%
9 AmeriServ Wealth Advisors 27,211 199,000 1.40%
10 UBS Group AG 25,828 189,000 1.33%
11 IFC Holdings Incorporated/FL 20,300 150,000 1.05%
12 PNC FINANCIAL SERVICES GROUP, INC. 17,056 124,000 0.87%
13 BANK OF AMERICA CORP /DE/ 11,639 85,000 0.60%
14 B. Riley Wealth Advisors, Inc. 11,026 81,000 0.57%
15 Stratos Wealth Partners, LTD. 7,000 51,240 0.36%
16 NATIONAL PLANNING CORP 5,783 42,274 0.30%
17 WELLS FARGO & COMPANY/MN 5,451 39,000 0.27%
18 Winslow, Evans & Crocker, Inc. 5,230 38,284 0.27%
19 WFG Advisors, LP 3,952 29,000 0.20%
20 MSI Financial Services Inc 3,570 26,000 0.18%
21 Regal Investment Advisors LLC 3,400 25,000 0.18%
22 FIFTH THIRD BANCORP 3,000 22,000 0.15%
23 NEXT Financial Group, Inc 2,810 21,000 0.15%
24 Carroll Financial Associates, Inc. 2,700 20,000 0.14%
25 WealthTrust Fairport, LLC 2,373 17,000 0.12%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,140 16,000 0.11%
27 AMERICAN INTERNATIONAL GROUP, INC. 2,133 15,613 0.11%
28 PEOPLES FINANCIAL SERVICES CORP. 2,000 15,000 0.11%
29 Creative Planning 2,072 15,000 0.11%
30 BANK OF MONTREAL /CAN/ 2,114 15,000 0.11%
31 D.A. DAVIDSON & CO. 1,700 12,000 0.08%
32 D'Orazio & Associates, Inc. 819 6,000 0.04%
33 DEUTSCHE BANK AG\ 866 6,000 0.04%
34 US BANCORP \DE\ 789 5,000 0.04%
35 Waverly Advisors, LLC 300 2,000 0.01%
36 CITIGROUP INC 247 2,000 0.01%
37 Hedeker Wealth, LLC 84 1,000 0.01%
38 TD Capital Management LLC 29 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.