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GAIN CAP HLDGS INC
GAIN CAP HLDGS INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 80 Institutional holders with a total value of $216,529,613.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Dynamic Technology Lab Private Ltd 36,527 329,000 0.15%
52 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 34,000 307,000 0.14%
53 SUSQUEHANNA INTERNATIONAL GROUP, LLP 32,700 295,000 0.14% Put
54 Connor, Clark & Lunn Investment Management Ltd. 28,800 260,000 0.12%
55 TWO SIGMA INVESTMENTS, LP 28,700 259,000 0.12%
56 RHUMBLINE ADVISERS 28,312 255,000 0.12%
57 Rotella Capital Management, Inc. 27,802 251,000 0.12%
58 Nine Chapters Capital Management LLC 23,300 210,000 0.10%
59 LSV ASSET MANAGEMENT 23,200 209,000 0.10%
60 Invesco Ltd. 22,848 206,000 0.10%
61 METROPOLITAN LIFE INSURANCE CO/NY 19,020 172,000 0.08%
62 AQR CAPITAL MANAGEMENT LLC 18,483 167,000 0.08%
63 PNC FINANCIAL SERVICES GROUP, INC. 17,000 154,000 0.07%
64 MANUFACTURERS LIFE INSURANCE COMPANY, THE 16,122 146,000 0.07%
65 PRELUDE CAPITAL MANAGEMENT, LLC 16,100 145,000 0.07%
66 MYCIO WEALTH PARTNERS, LLC 16,050 145,000 0.07%
67 CIM INVESTMENT MANAGEMENT INC 15,286 138,000 0.06%
68 AMERICAN INTERNATIONAL GROUP, INC. 14,556 131,295 0.06%
69 LOS ANGELES CAPITAL MANAGEMENT LLC 12,200 110,000 0.05%
70 WOODSTOCK CORP 11,042 100,000 0.05%
71 PEAK6 Group LLC 11,000 99,000 0.05% Call
72 BANK OF AMERICA CORP /DE/ 9,700 87,000 0.04%
73 BLACKROCK ADVISORS LLC 9,201 83,000 0.04%
74 BARCLAYS PLC 6,718 61,000 0.03%
75 CITIGROUP INC 4,296 39,000 0.02%
76 PEAK6 Group LLC 2,300 21,000 0.01% Put
77 WELLS FARGO & COMPANY/MN 1,074 10,000 0.00%
78 UBS Group AG 629 6,000 0.00%
79 MAGEE THOMSON INVESTMENT PARTNERS LLC 700 5,000 0.00%
80 FEDERATED HERMES, INC. 193 2,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.