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GAIN CAP HLDGS INC
GAIN CAP HLDGS INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 83 Institutional holders with a total value of $155,530,218.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Senvest Management, LLC 4,055,458 25,266,000 16.25%
2 DIMENSIONAL FUND ADVISORS LP 2,169,088 13,513,000 8.69%
3 BlackRock Finance, Inc. 2,107,363 13,129,000 8.44%
4 LUZICH PARTNERS LLC 1,415,878 8,821,000 5.67%
5 MORGAN STANLEY 1,373,378 8,555,000 5.50%
6 VANGUARD GROUP INC 1,290,814 8,041,000 5.17%
7 NORTHERN TRUST CORP 1,003,141 6,249,000 4.02%
8 Brandywine Global Investment Management, LLC 932,153 5,808,000 3.73%
9 AMERIPRISE FINANCIAL INC 886,638 5,523,000 3.55%
10 ACADIAN ASSET MANAGEMENT LLC 866,786 5,401,000 3.47%
11 SIGNIA CAPITAL MANAGEMENT LLC 851,904 5,307,000 3.41%
12 STATE STREET CORP 647,719 4,036,000 2.59%
13 RENAISSANCE TECHNOLOGIES LLC 617,100 3,845,000 2.47%
14 KESTREL INVESTMENT MANAGEMENT CORP 564,650 3,518,000 2.26%
15 Matarin Capital Management, LLC 516,441 3,217,428 2.07%
16 LSV ASSET MANAGEMENT 433,209 2,698,000 1.73%
17 ROYCE & ASSOCIATES LP 415,100 2,586,000 1.66%
18 BRIDGEWAY CAPITAL MANAGEMENT, LLC 380,205 2,369,000 1.52%
19 Foundry Partners, LLC 369,795 2,304,000 1.48%
20 THRIVENT FINANCIAL FOR LUTHERANS 317,500 1,978,000 1.27%
21 WEBER ALAN W 315,000 1,962,000 1.26%
22 MENTA CAPITAL LLC 310,111 1,932,000 1.24%
23 Bank of New York Mellon Corp 276,805 1,725,000 1.11%
24 GEODE CAPITAL MANAGEMENT, LLC 219,772 1,369,000 0.88%
25 Francisco Partners Management, LP 186,435 1,161,000 0.75%
26 D. E. Shaw & Co., Inc. 158,980 990,000 0.64%
27 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 149,700 933,000 0.60%
28 Spark Investment Management LLC 133,400 831,000 0.53%
29 AXA S.A. 122,200 761,000 0.49%
30 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 105,000 653,000 0.42%
31 TIAA CREF INVESTMENT MANAGEMENT LLC 97,677 609,000 0.39%
32 TWO SIGMA ADVISERS, LP 82,449 514,000 0.33%
33 BANK OF AMERICA CORP /DE/ 78,708 491,000 0.32%
34 RUSSELL INVESTMENTS GROUP, LTD. 78,153 487,000 0.31%
35 PRUDENTIAL FINANCIAL INC 74,877 467,000 0.30%
36 NEW YORK STATE COMMON RETIREMENT FUND 70,105 437,000 0.28%
37 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 70,000 437,000 0.28%
38 ROYAL BANK OF CANADA 65,998 411,000 0.26%
39 DEUTSCHE BANK AG\ 65,596 407,000 0.26%
40 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 64,096 399,000 0.26%
41 TEACHERS ADVISORS, LLC 63,286 394,000 0.25%
42 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 59,839 373,000 0.24%
43 Invesco Ltd. 58,978 367,000 0.24%
44 IndexIQ Advisors LLC 56,843 354,000 0.23%
45 AMERICAN CENTURY COMPANIES INC 56,614 353,000 0.23%
46 Quinn Opportunity Partners LLC 52,803 329,000 0.21%
47 GOLDMAN SACHS GROUP INC 47,730 297,000 0.19%
48 Hutchin Hill Capital, LP 47,400 295,000 0.19%
49 RHUMBLINE ADVISERS 43,525 271,000 0.17%
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 41,782 261,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.