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GAIN CAP HLDGS INC
GAIN CAP HLDGS INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 83 Institutional holders with a total value of $155,530,218.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 ALLIANCEBERNSTEIN L.P. 39,600 247,000 0.16%
52 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 38,623 241,000 0.15%
53 TWO SIGMA INVESTMENTS, LP 34,900 217,000 0.14%
54 MANUFACTURERS LIFE INSURANCE COMPANY, THE 31,792 198,000 0.13%
55 Nationwide Fund Advisors 26,953 168,000 0.11%
56 VOYA INVESTMENT MANAGEMENT LLC 25,712 160,000 0.10%
57 ALPINE WOODS CAPITAL INVESTORS, LLC 24,800 155,000 0.10%
58 WELLS FARGO & COMPANY/MN 24,842 155,000 0.10%
59 AQR CAPITAL MANAGEMENT LLC 24,292 151,000 0.10%
60 MARTINGALE ASSET MANAGEMENT L P 23,020 144,000 0.09%
61 AMERICAN INTERNATIONAL GROUP, INC. 22,449 140,000 0.09%
62 PRINCIPAL FINANCIAL GROUP INC 19,077 119,000 0.08%
63 FIRST TRUST ADVISORS LP 18,625 116,000 0.07%
64 MYCIO WEALTH PARTNERS, LLC 16,865 105,000 0.07%
65 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 15,732 98,000 0.06%
66 TUDOR INVESTMENT CORP ET AL 14,580 91,000 0.06%
67 Paloma Partners Management Co 13,600 85,000 0.05%
68 AlphaOne Investment Services, LLC 12,616 79,000 0.05%
69 UBS Group AG 11,348 71,000 0.05%
70 NORTH AMERICAN MANAGEMENT CORP 11,042 69,000 0.04%
71 Legal & General Group Plc 10,543 65,000 0.04%
72 WOLVERINE ASSET MANAGEMENT LLC 10,200 63,000 0.04% Put
73 CITIGROUP INC 7,441 47,000 0.03%
74 Walleye Trading LLC 4,000 25,000 0.02%
75 BNP PARIBAS FINANCIAL MARKETS 3,337 20,790 0.01%
76 Ameritas Investment Partners, Inc. 3,144 20,000 0.01%
77 Stonehage Fleming Financial Services Holdings Ltd 2,208 14,000 0.01%
78 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,273 14,000 0.01%
79 BANK OF MONTREAL /CAN/ 1,882 12,000 0.01%
80 Tower Research Capital LLC (TRC) 673 4,000 0.00%
81 HOWE & RUSLING INC 320 2,000 0.00%
82 BARCLAYS PLC 27 0 0.00%
83 CUTLER GROUP LLC / CA 12,100 0 0.00% Call
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.