| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BlueCrest Capital Management Ltd | 400,000 | 7,700,000 | 14.08% | Put | |
| 2 | BlueCrest Capital Management LLP | 400,000 | 7,700,000 | 14.08% | Put | |
| 3 | Sculptor Capital LP | 375,000 | 7,219,000 | 13.20% | Call | |
| 4 | BANK OF AMERICA CORP /DE/ | 293,669 | 5,653,000 | 10.34% | ||
| 5 | MORGAN STANLEY | 276,368 | 5,320,000 | 9.73% | ||
| 6 | NOMURA HOLDINGS INC | 237,900 | 4,534,000 | 8.29% | Call | |
| 7 | GOLDMAN SACHS GROUP INC | 101,184 | 1,948,000 | 3.56% | ||
| 8 | WELLS FARGO & COMPANY/MN | 91,597 | 1,764,000 | 3.23% | ||
| 9 | ROYAL BANK OF CANADA | 87,474 | 1,684,000 | 3.08% | ||
| 10 | LPL Financial LLC | 81,863 | 1,533,000 | 2.80% | ||
| 11 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 62,700 | 1,207,000 | 2.21% | Put | |
| 12 | CREDIT SUISSE AG/ | 59,646 | 1,148,000 | 2.10% | ||
| 13 | UBS AG | 49,105 | 945,000 | 1.73% | ||
| 14 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 46,808 | 901,000 | 1.65% | ||
| 15 | JANE STREET GROUP, LLC | 45,852 | 883,000 | 1.61% | ||
| 16 | BAROMETER CAPITAL MANAGEMENT INC. | 38,500 | 741,000 | 1.35% | ||
| 17 | Visium Asset Management, LP | 36,468 | 702,000 | 1.28% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 27,700 | 533,000 | 0.97% | Call | |
| 19 | First Allied Advisory Services, Inc. | 21,645 | 415,000 | 0.76% | ||
| 20 | OPPENHEIMER & CO INC | 20,600 | 397,000 | 0.73% | ||
| 21 | Bank of New York Mellon Corp | 14,700 | 283,000 | 0.52% | ||
| 22 | Commonwealth Equity Services, Inc | 13,846 | 267,000 | 0.49% | ||
| 23 | AMERIPRISE FINANCIAL INC | 12,792 | 246,000 | 0.45% | ||
| 24 | STIFEL FINANCIAL CORP | 11,072 | 213,000 | 0.39% | ||
| 25 | CIBC WORLD MARKET INC. | 10,205 | 196,000 | 0.36% | ||
| 26 | DEUTSCHE BANK AG\ | 6,150 | 117,000 | 0.21% | ||
| 27 | CITIGROUP INC | 4,937 | 95,000 | 0.17% | ||
| 28 | AMERICAN INTERNATIONAL GROUP, INC. | 3,460 | 66,605 | 0.12% | ||
| 29 | Jump Trading, LLC | 2,300 | 44,000 | 0.08% | Call | |
| 30 | Tower Research Capital LLC (TRC) | 2,103 | 40,000 | 0.07% | ||
| 31 | Parallax Volatility Advisers, L.P. | 2,000 | 39,000 | 0.07% | Call | |
| 32 | MSI Financial Services Inc | 1,273 | 25,000 | 0.05% | ||
| 33 | Private Advisor Group, LLC | 990 | 19,000 | 0.03% | ||
| 34 | BANK OF AMERICA CORP /DE/ | 1,000 | 19,000 | 0.03% | Put | |
| 35 | NEXT Financial Group, Inc | 900 | 17,000 | 0.03% | ||
| 36 | Ground Swell Capital, LLC | 900 | 17,000 | 0.03% | ||
| 37 | WFG Advisors, LP | 700 | 13,000 | 0.02% | ||
| 38 | PRIVATE TRUST CO NA | 500 | 10,000 | 0.02% | ||
| 39 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 450 | 9,000 | 0.02% | ||
| 40 | Elite Wealth Management, Inc. | 350 | 7,000 | 0.01% | ||
| 41 | Joel Isaacson & Co., LLC | 300 | 6,000 | 0.01% | ||
| 42 | BROWN BROTHERS HARRIMAN & CO | 250 | 5,000 | 0.01% | ||
| 43 | Focused Wealth Management, Inc | 225 | 4,000 | 0.01% | ||
| 44 | Lenox Wealth Management, Inc. | 196 | 4,000 | 0.01% | ||
| 45 | Creative Planning | 62 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
