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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 28 Institutional holders with a total value of $13,618,143.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BAROMETER CAPITAL MANAGEMENT INC. 130,700 2,736,000 20.09%
2 MORGAN STANLEY 125,498 2,626,000 19.28%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 107,900 2,258,000 16.58% Call
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 54,947 1,150,000 8.44%
5 INTEGRAL DERIVATIVES, LLC 50,000 1,046,000 7.68% Call
6 LPL Financial LLC 34,685 726,000 5.33%
7 JANE STREET GROUP, LLC 22,397 469,000 3.44%
8 WELLS FARGO & COMPANY/MN 20,652 432,000 3.17%
9 OLD MISSION CAPITAL LLC 19,046 399,000 2.93%
10 BANK OF AMERICA CORP /DE/ 18,279 383,000 2.81%
11 UBS Group AG 17,503 366,000 2.69%
12 FORTE CAPITAL LLC /ADV 16,355 342,000 2.51%
13 ROYAL BANK OF CANADA 12,155 254,000 1.87%
14 MSI Financial Services Inc 11,622 243,000 1.78%
15 ADVISOR GROUP, INC. 3,100 64,000 0.47%
16 OLD SECOND NATIONAL BANK OF AURORA 1,500 31,000 0.23%
17 NEXT Financial Group, Inc 715 14,000 0.10%
18 CUTLER GROUP LLC / CA 630 13,000 0.10%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 525 11,000 0.08%
20 CITIGROUP INC 500 10,000 0.07%
21 PNC FINANCIAL SERVICES GROUP, INC. 500 10,000 0.07%
22 SIMPLEX TRADING, LLC 410 8,000 0.06%
23 BANK OF MONTREAL /CAN/ 400 8,000 0.06%
24 Ironwood Financial, llc 350 7,000 0.05%
25 MOSAIC FAMILY WEALTH, LLC 200 5,000 0.04%
26 Lenox Wealth Management, Inc. 196 4,000 0.03%
27 WEALTHPLAN PARTNERS, LLC 300 3,143 0.02%
28 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.