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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 28 Institutional holders with a total value of $9,151,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 147,122 2,710,000 29.61%
2 LPL Financial LLC 76,562 1,391,000 15.20%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 52,335 961,000 10.50%
4 OLD MISSION CAPITAL LLC 46,078 849,000 9.28%
5 JANE STREET GROUP, LLC 38,748 714,000 7.80%
6 WELLS FARGO & COMPANY/MN 21,423 394,000 4.31%
7 Raymond James Financial Services Advisors, Inc. 19,036 351,000 3.84%
8 UBS Group AG 18,453 340,000 3.72%
9 FORTE CAPITAL LLC /ADV 16,305 300,000 3.28%
10 BANK OF AMERICA CORP /DE/ 13,203 244,000 2.67%
11 ENVESTNET ASSET MANAGEMENT INC 10,738 198,000 2.16%
12 UNITED CAPITAL FINANCIAL ADVISORS, LLC 10,738 198,000 2.16%
13 MSI Financial Services Inc 8,287 153,000 1.67%
14 ROYAL BANK OF CANADA 8,200 151,000 1.65%
15 AMERICAN INTERNATIONAL GROUP, INC. 3,100 57,000 0.62%
16 Tower Research Capital LLC (TRC) 2,428 45,000 0.49%
17 OLD SECOND NATIONAL BANK OF AURORA 1,500 28,000 0.31%
18 NEXT Financial Group, Inc 715 13,000 0.14%
19 CUTLER GROUP LLC / CA 630 11,000 0.12%
20 PNC FINANCIAL SERVICES GROUP, INC. 500 9,000 0.10%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 525 9,000 0.10%
22 CITIGROUP INC 500 9,000 0.10%
23 Ironwood Financial, llc 350 6,000 0.07%
24 Lenox Wealth Management, Inc. 196 4,000 0.04%
25 MOSAIC FAMILY WEALTH, LLC 200 3,000 0.03%
26 SIMPLEX TRADING, LLC 185 3,000 0.03%
27 Parallax Volatility Advisers, L.P. 1 0 0.00%
28 Hanson & Doremus Investment Management 565 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.