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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 30 Institutional holders with a total value of $63,393,987.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ENVESTNET ASSET MANAGEMENT INC 942,108 18,720,000 29.53%
2 UNITED CAPITAL FINANCIAL ADVISORS, LLC 914,585 18,173,000 28.67%
3 NIEMANN CAPITAL MANAGEMENT INC 316,926 6,297,000 9.93%
4 MORGAN STANLEY 192,145 3,818,000 6.02%
5 CAVALIER INVESTMENTS, LLC 169,454 3,367,000 5.31%
6 JANE STREET GROUP, LLC 87,691 1,742,000 2.75%
7 LPL Financial LLC 88,620 1,727,000 2.72%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 84,562 1,683,000 2.65%
9 GREENWOOD CAPITAL ASSOCIATES LLC 75,215 1,495,000 2.36%
10 CITADEL ADVISORS LLC 72,230 1,437,000 2.27%
11 AVALON CAPITAL MANAGEMENT 47,175 937,000 1.48%
12 CITIGROUP INC 43,947 875,000 1.38%
13 WELLS FARGO & COMPANY/MN 43,563 866,000 1.37%
14 BANK OF AMERICA CORP /DE/ 38,142 758,000 1.20%
15 UBS Group AG 28,833 573,000 0.90%
16 FORTE CAPITAL LLC /ADV 16,055 319,000 0.50%
17 MSI Financial Services Inc 9,175 182,000 0.29%
18 ROYAL BANK OF CANADA 8,700 173,000 0.27%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,089 102,000 0.16%
20 AMERICAN INTERNATIONAL GROUP, INC. 3,175 63,000 0.10%
21 OLD SECOND NATIONAL BANK OF AURORA 1,500 30,000 0.05%
22 Tower Research Capital LLC (TRC) 765 15,000 0.02%
23 NEXT Financial Group, Inc 715 14,000 0.02%
24 PNC FINANCIAL SERVICES GROUP, INC. 500 10,000 0.02%
25 CUTLER GROUP LLC / CA 330 6,000 0.01%
26 BANK OF MONTREAL /CAN/ 260 5,000 0.01%
27 Lenox Wealth Management, Inc. 196 4,000 0.01%
28 WEALTHPLAN PARTNERS, LLC 450 2,987 0.00%
29 Parallax Volatility Advisers, L.P. 1 0 0.00%
30 Creative Planning 5 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.