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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 26 Institutional holders with a total value of $9,576,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 186,848 3,268,000 34.13%
2 BAROMETER CAPITAL MANAGEMENT INC. 74,900 1,310,000 13.68%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 50,323 880,000 9.19%
4 LPL Financial LLC 45,840 847,000 8.85%
5 CITIGROUP INC 48,328 845,000 8.82%
6 BANK OF AMERICA CORP /DE/ 35,399 619,000 6.46%
7 UBS Group AG 27,462 480,000 5.01%
8 WELLS FARGO & COMPANY/MN 26,475 463,000 4.84%
9 FORTE CAPITAL LLC /ADV 15,455 270,000 2.82%
10 CITADEL ADVISORS LLC 11,846 207,000 2.16%
11 JANE STREET GROUP, LLC 11,360 199,000 2.08%
12 AMERICAN INTERNATIONAL GROUP, INC. 3,235 57,000 0.60%
13 OLD SECOND NATIONAL BANK OF AURORA 1,500 26,000 0.27%
14 Tower Research Capital LLC (TRC) 1,411 25,000 0.26%
15 MSI Financial Services Inc 1,070 19,000 0.20%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 750 13,000 0.14%
17 ROYAL BANK OF CANADA 700 12,000 0.13%
18 NEXT Financial Group, Inc 715 12,000 0.13%
19 PNC FINANCIAL SERVICES GROUP, INC. 500 9,000 0.09%
20 Ironwood Financial, llc 350 6,000 0.06%
21 BANK OF MONTREAL /CAN/ 250 4,000 0.04%
22 Lenox Wealth Management, Inc. 196 3,000 0.03%
23 Baltimore-Washington Financial Advisors, Inc. 60 1,000 0.01%
24 SIMPLEX TRADING, LLC 67 1,000 0.01%
25 Creative Planning 5 0 0.00%
26 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.