Dark
Light
System
Security
GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 48 Institutional holders with a total value of $291,001,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 7,932,229 92,172,000 31.67%
2 MORGAN STANLEY 2,899,439 33,691,000 11.58%
3 AVIANCE CAPITAL MANAGEMENT, LLC 2,545,608 29,580,000 10.16%
4 BANK OF AMERICA CORP /DE/ 1,915,409 22,257,000 7.65%
5 Charles Schwab Investment Advisory, Inc. 1,783,805 20,728,000 7.12%
6 NOTTINGHAM ADVISORS, INC. 1,227,370 14,262,000 4.90%
7 ALLIANCEBERNSTEIN L.P. 1,225,951 14,246,000 4.90%
8 Gradient Investments LLC 1,006,993 11,701,000 4.02%
9 Legacy Private Trust Co. 860,446 9,998,000 3.44%
10 HARVEST CAPITAL MANAGEMENT INC 652,160 7,578,000 2.60%
11 RAYMOND JAMES & ASSOCIATES 631,282 7,335,000 2.52%
12 HighTower Advisors, LLC 603,127 7,012,000 2.41%
13 Maryland Capital Management 513,296 5,964,000 2.05%
14 Prospera Financial Services Inc 157,150 1,826,000 0.63%
15 Sterling Capital Management LLC 134,218 1,560,000 0.54%
16 JPMORGAN CHASE & CO 130,674 1,518,000 0.52%
17 ENVESTNET ASSET MANAGEMENT INC 105,436 1,224,000 0.42%
18 WOLVERINE TRADING LP /BD 89,694 1,031,000 0.35%
19 Lattice Strategies LLC 70,639 821,000 0.28%
20 PINNACLE ASSOCIATES LTD 66,800 776,000 0.27%
21 CARRET ASSET MANAGEMENT, LLC 55,150 641,000 0.22%
22 D.A. DAVIDSON & CO. 54,967 638,000 0.22%
23 ROYAL BANK OF CANADA 49,385 574,000 0.20%
24 STEPHENS INC /AR/ 39,250 456,000 0.16%
25 Commonwealth Equity Services, Inc 30,075 349,000 0.12%
26 LPL Financial LLC 25,550 297,000 0.10%
27 J.P. Morgan Private Wealth Advisors LLC 24,223 281,000 0.10%
28 Raymond James Financial Services Advisors, Inc. 21,922 255,000 0.09%
29 Virtu Financial LLC 21,765 253,000 0.09%
30 Atria Investments, Inc 19,467 226,000 0.08%
31 AMERIPRISE FINANCIAL INC 18,598 216,000 0.07%
32 Janney Montgomery Scott LLC 18,115 210,000 0.07%
33 BANK OF MONTREAL /CAN/ 17,144 199,000 0.07%
34 SMITH, MOORE & CO. 15,328 178,000 0.06%
35 CAMBRIDGE TRUST CO 14,900 173,000 0.06%
36 Steinberg Global Asset Management 13,950 162,000 0.06%
37 Advisors Asset Management, Inc. 13,269 154,000 0.05%
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,960 151,000 0.05%
39 Partnervest Advisory Services LLC 11,000 128,000 0.04%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,842 91,000 0.03%
41 Creative Planning 5,013 58,000 0.02%
42 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,375 16,000 0.01%
43 BB&T INVESTMENT SERVICES, INC. 634 7,000 0.00%
44 BENJAMIN F. EDWARDS & COMPANY, INC. 304 4,000 0.00%
45 MANUFACTURERS LIFE INSURANCE COMPANY, THE 176 2,000 0.00%
46 Tower Research Capital LLC (TRC) 48 1,000 0.00%
47 Barnett & Company, Inc. 46 1,000 0.00%
48 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.