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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 27 Institutional holders with a total value of $68,056,088.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AGF INVESTMENTS INC. 1,798,060 30,012,000 44.10%
2 RiverFront Investment Group, LLC 899,925 15,020,000 22.07%
3 Wharton Business Group, LLC 439,835 7,341,000 10.79%
4 BB&T SECURITIES, LLC 28,022 4,676,000 6.87%
5 Accuvest Global Advisors 158,086 2,638,000 3.88%
6 CURIAN CAPITAL LLC 125,520 2,095,000 3.08%
7 RAYMOND JAMES & ASSOCIATES 90,595 1,512,000 2.22%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 66,679 1,113,000 1.64%
9 I.G. INVESTMENT MANAGEMENT, LTD. 66,200 1,105,000 1.62%
10 Sageworth Trust Co 22,808 381,000 0.56%
11 MORGAN STANLEY 22,082 368,000 0.54%
12 SG Americas Securities, LLC 21,500 359,000 0.53%
13 Curbstone Financial Management Corp 19,925 333,000 0.49%
14 WELLS FARGO & COMPANY/MN 15,848 264,000 0.39%
15 Placemark Investments, Inc. 14,246 238,000 0.35%
16 GOLDMAN SACHS GROUP INC 12,547 209,000 0.31%
17 BANK OF AMERICA CORP /DE/ 6,872 115,000 0.17%
18 ROYAL BANK OF CANADA 6,807 113,000 0.17%
19 AMERIPRISE FINANCIAL INC 4,000 67,000 0.10%
20 GLENMEDE TRUST CO NA 2,000 33,000 0.05%
21 SOUTH GEORGIA CAPITAL, LLC 2,000 33,000 0.05%
22 ENVESTNET ASSET MANAGEMENT INC 1,195 20,000 0.03%
23 AMERICAN INTERNATIONAL GROUP, INC. 185 3,088 0.00%
24 B. Riley Wealth Management, Inc. 150 3,000 0.00%
25 HOWE & RUSLING INC 200 3,000 0.00%
26 UBS AG 109 2,000 0.00%
27 D.A. DAVIDSON & CO. 9 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.