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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 41 Institutional holders with a total value of $84,411,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 2,588,078 28,572,000 33.85%
2 AGF INVESTMENTS INC. 2,166,694 23,904,000 28.32%
3 RAYMOND JAMES & ASSOCIATES 773,015 8,534,000 10.11%
4 BANK OF AMERICA CORP /DE/ 362,928 4,006,000 4.75%
5 Clark Capital Management Group, Inc. 236,332 2,609,000 3.09%
6 Janney Montgomery Scott LLC 190,212 2,100,000 2.49%
7 BB&T SECURITIES, LLC 186,996 2,083,000 2.47%
8 Mariner, LLC 187,714 2,072,000 2.45%
9 ROYAL BANK OF CANADA 134,321 1,483,000 1.76%
10 ENVESTNET ASSET MANAGEMENT INC 100,333 1,108,000 1.31%
11 UBS Group AG 89,591 989,000 1.17%
12 AGF Investments America Inc. 75,489 833,000 0.99%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 70,356 777,000 0.92%
14 CITADEL ADVISORS LLC 70,262 776,000 0.92%
15 JANE STREET GROUP, LLC 68,426 755,000 0.89%
16 US BANCORP \DE\ 59,640 658,000 0.78%
17 FLOW TRADERS U.S. LLC 51,860 573,000 0.68%
18 MORGAN STANLEY 38,228 422,000 0.50%
19 KALOS MANAGEMENT, INC. 32,065 354,000 0.42%
20 Sageworth Trust Co 31,757 351,000 0.42%
21 OLD MISSION CAPITAL, LLC 26,236 290,000 0.34%
22 Dana Investment Advisors, Inc. 23,714 262,000 0.31%
23 SG Americas Securities, LLC 16,638 184,000 0.22%
24 Cetera Advisors LLC 14,605 158,000 0.19%
25 STIFEL FINANCIAL CORP 12,193 136,000 0.16%
26 Raymond James Financial Services Advisors, Inc. 10,576 117,000 0.14%
27 WELLS FARGO & COMPANY/MN 9,300 102,000 0.12%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,619 95,000 0.11%
29 ADVISOR GROUP, INC. 3,996 44,000 0.05%
30 GLENMEDE TRUST CO NA 2,000 22,000 0.03%
31 BB&T INVESTMENT SERVICES, INC. 895 10,000 0.01%
32 Creative Planning 745 8,000 0.01%
33 Hudock, Inc. 601 6,000 0.01%
34 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 531 6,000 0.01%
35 IFP ADVISORS, INC 330 4,000 0.00%
36 MSI Financial Services Inc 287 3,000 0.00%
37 FIFTH THIRD BANCORP 141 2,000 0.00%
38 HOWE & RUSLING INC 200 2,000 0.00%
39 ASSETMARK, INC 104 1,000 0.00%
40 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 28 0 0.00%
41 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.