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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 38 Institutional holders with a total value of $84,890,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 2,831,112 31,538,000 37.15%
2 AGF INVESTMENTS INC. 2,181,137 24,289,000 28.61%
3 RAYMOND JAMES & ASSOCIATES 812,971 9,056,000 10.67%
4 BANK OF AMERICA CORP /DE/ 326,588 3,639,000 4.29%
5 I.G. INVESTMENT MANAGEMENT, LTD. 262,837 2,928,000 3.45%
6 Mariner, LLC 213,765 2,382,000 2.81%
7 BB&T SECURITIES, LLC 186,996 2,083,000 2.45%
8 ROYAL BANK OF CANADA 129,416 1,442,000 1.70%
9 ENVESTNET ASSET MANAGEMENT INC 77,000 858,000 1.01%
10 AGF Investments America Inc. 74,561 831,000 0.98%
11 Clark Capital Management Group, Inc. 74,369 828,000 0.98%
12 MORGAN STANLEY 59,832 667,000 0.79%
13 US BANCORP \DE\ 58,600 653,000 0.77%
14 WELLS FARGO & COMPANY/MN 54,556 608,000 0.72%
15 UBS Group AG 45,874 511,000 0.60%
16 Sageworth Trust Co 31,757 354,000 0.42%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 31,496 351,000 0.41%
18 JANE STREET GROUP, LLC 25,998 290,000 0.34%
19 OLD MISSION CAPITAL LLC 24,400 272,000 0.32%
20 Virtu KCG Holdings LLC 19,306 215,000 0.25%
21 SG Americas Securities, LLC 18,311 204,000 0.24%
22 CITADEL ADVISORS LLC 15,675 175,000 0.21%
23 GOLDMAN SACHS GROUP INC 15,492 173,000 0.20%
24 Dana Investment Advisors, Inc. 14,914 166,000 0.20%
25 Cetera Advisors LLC 14,030 157,000 0.18%
26 Raymond James Financial Services Advisors, Inc. 10,362 115,000 0.14%
27 ADVISOR GROUP, INC. 3,182 35,000 0.04%
28 GLENMEDE TRUST CO NA 2,000 22,000 0.03%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,589 17,000 0.02%
30 Hudock, Inc. 611 6,000 0.01%
31 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 531 6,000 0.01%
32 CITIGROUP INC 419 5,000 0.01%
33 IFP ADVISORS, INC 330 4,000 0.00%
34 Concert Wealth Management Inc. 239 3,000 0.00%
35 MSI Financial Services Inc 289 3,000 0.00%
36 HOWE & RUSLING INC 200 2,000 0.00%
37 FLOW TRADERS U.S. LLC 221 2,000 0.00%
38 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.